Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Edward BurdettCambridge Investment Research, Inc.New England Securities01-02-2015
James Michael Bonifas Jr.Cambridge Investment Research, Inc.New England Securities$4908-14-2014
Paul J EhrhartCambridge Investment Research, Inc.New England Securities$108-14-2014
Elizabeth Anne JohnsonCambridge Investment Research, Inc.New England Securities07-14-2014
Larry Dale ChadwickCambridge Investment Research, Inc.New England Securities$2507-14-2014
William Michael MayCambridge Investment Research, Inc.New England Securities$2507-14-2014
Tyson Craig CombsLPL Financial LLCNew England Securities12-17-2013
Jane Marie MorchLPL Financial LLCNew England Securities12-13-2013
Michael Joseph MorchLPL Financial LLCNew England Securities12-13-2013
Richard Alexander LeuCreative Planning, Inc.New England Securities10-01-2013
Robert Hunter AndersonNorthwestern Mutual Investment Services, LLCNew England Securities05-14-2013
Michael Dean AllenSignator Investors, Inc.New England Securities05-03-2013
Jace W ChamplinAmeritas Investment Corp.New England Securities$2501-08-2013
Robert Daniel AndersonLPL Financial LLCNew England Securities$5012-12-2012
Katherine Elizabeth BennettMML Investors Services, LLCNew England Securities$110-12-2012
Jeffrey Lee GoffLincoln Financial Securities CorporationNew England Securities07-18-2012
Larry Tyrone JenkinsClient One Securities LLCNew England Securities$104-23-2012
Barry Luther BuchholzCambridge Investment Research, Inc.New England Securities11-14-2011
Craig Alan BurtisCambridge Investment Research, Inc.New England Securities11-14-2011
Brian Olaf GloeMML Investors Services, LLCNew England Securities08-01-2011
Jennifer Marie StangleWaddell & ReedNew England Securities07-25-2011
Kevin Daniel MakinWaddell & ReedNew England Securities04-15-2011
Roger Stephen AugustynVSR Financial Services, Inc.New England Securities01-21-2011
James Michael WarrenMML Investors Services, LLCNew England Securities10-18-2010
Terry Pat KolkmannNational Planning CorporationNew England Securities01-04-2010

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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