Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Ellis BergesonAmeriprise Financial Services, LLCOppenheimer & Co. Inc.11-20-2015
Kevin Wayne TaylorAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2501-18-2012
Steven Michael WilcoxCentury Securities Associates, Inc.Oppenheimer & Co. Inc.08-03-2012
Lance Thomas BrightCetera Advisors LLCOppenheimer & Co. Inc.$1008-21-2017
Walter Perry HodgdenFiduciary Standard, LLCOppenheimer & Co. Inc.$20004-04-2013
Curtis J. Patterson IIILPL Financial LLCOppenheimer & Co. Inc.$15012-05-2019
Steve Paul LawrenceLPL Financial LLCOppenheimer & Co. Inc.$2502-16-2018
David Hayward ThompsonLPL Financial LLCOppenheimer & Co. Inc.$1012-15-2014
Eric Alan JohnsonPersonal Investment Group, IncOppenheimer & Co. Inc.$5004-01-2015
Elliott Mitchell HollubRBC Capital Markets, LLCOppenheimer & Co. Inc.$10005-25-2017
Kristina B SvejdaRBC Capital Markets, LLCOppenheimer & Co. Inc.05-25-2017
Thomas Scott DexterRBC Capital Markets, LLCOppenheimer & Co. Inc.$2507-19-2013
Brynn Alexandra MorrisRBC Capital Markets, LLCOppenheimer & Co. Inc.07-19-2013
Mark Wheeler HarrisRBC Capital Markets, LLCOppenheimer & Co. Inc.$2505-08-2009
Jeffrey Howard NesselResources Investment AdvisorsOppenheimer & Co. Inc.$1005-28-2014
Cynda Lou WrightWaddell & ReedOppenheimer & Co. Inc.$15001-24-2020
Bryce Andy MattesonWaddell & ReedOppenheimer & Co. Inc.$2505-30-2014
Jamielle Renee PriemerWaddell & ReedOppenheimer & Co. Inc.08-23-2011

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.