Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffory Lynn StukeyWichita Wealth Management, LLCSecurities America, Inc.07-14-2011
John Patrick BartonLPL Financial LLCSecurities America, Inc.$50008-09-2011
Troy Laton RedstoneLPL Financial LLCSecurities America, Inc.06-05-2013
Brian Keith WattsCommonwealth Financial NetworkSecurities America, Inc.$10006-26-2014
Timothy Charles FastWaddell & ReedSecurities America, Inc.$50006-19-2015
Tyler E. SchultzGlobal Retirement Partners LLCSecurities America, Inc.04-29-2016
Russ Lane, Angie Ford, Andy Massieon, Rob Lane, Steve Adamson, Brian Luther, Grant Lane, Tom Bauer, John Rundle, and Todd AdrianNational PlanningSecurities America, Inc.$34007-17-2017
Michael Edward AndriesClient One Securities LLCSecurities America, Inc.$63011-13-2017
Anthony Shane BellPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$25003-02-2018
Dari Michaela BasorePurshe Kaplan Sterling InvestmentsSecurities America, Inc.$25003-02-2018
Blake Prentiss AllenPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$25003-02-2018
Franklin Levern FlowerCUSO Financial Services, L.P.Securities America, Inc.10-16-2018

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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