Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nixon D JamesLexAurum Advisors, LLCU.S. Bancorp Investments, Inc.11-15-2019
Grover Cleaveland MusserFBL Marketing Services, LLCU.S. Bancorp Investments, Inc.$5008-23-2019
Shaun Phillip KellarTIAA-CREF Individual & Institutional Services, LLCU.S. Bancorp Investments, Inc.05-08-2019
Pamela Marie VasquezWells Fargo Advisors Financial Network, LLCU.S. Bancorp Investments, Inc.11-05-2018
Diane Isabela FredericksLincoln Financial Advisors CorporationU.S. Bancorp Investments, Inc.05-18-2018
Robin Gay BradshawAXA Advisors, LLCU.S. Bancorp Investments, Inc.07-20-2017
Kipp Alan NoeSmith, Moore & Co.U.S. Bancorp Investments, Inc.$2508-26-2016
Brandon A. WatsonNorthwestern Mutual Investment Services, LLCU.S. Bancorp Investments, Inc.08-16-2016
Desmond Rio Shea HenryCambridge Investment Research Advisors, Inc.U.S. Bancorp Investments, Inc.06-16-2016
Brent A. CaswellCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.07-24-2015
Bradly Germain MasekMetLife Securities Inc.U.S. Bancorp Investments, Inc.$5002-20-2015
Anthony Andrew FaulknerVSR Financial Services, Inc.U.S. Bancorp Investments, Inc.$5002-04-2014
Chelsea Marie TaylorRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.09-16-2013
Richard Allan GibbsUBS Financial Services Inc.U.S. Bancorp Investments, Inc.$5004-19-2013
Deann Elaine ShinkleAmeriprise Financial Services, LLCU.S. Bancorp Investments, Inc.01-13-2012
Clay Dennis CuthbertsonCetera Advisors LLCU.S. Bancorp Investments, Inc.$2512-08-2011
Lisa Ann MayCommerce Brokerage Services, Inc.U.S. Bancorp Investments, Inc.01-17-2011
Arthur Wright DavisCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.$2510-04-2010
Michael Eugene BluntWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.10-01-2010
Ryan P. ForsterCetera Advisors LLCU.S. Bancorp Investments, Inc.06-18-2010
David Ray LaroqueVALIC Financial Advisors, Inc.U.S. Bancorp Investments, Inc.06-07-2010

Showing 1 to 21 of 21 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.