Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jared Stricklin Darryl Dunn Robert MeederRaymond James & Associates, Inc.UBS Financial Services Inc.$1,20007-30-2020
Robert Alexander MeederRaymond James & Associates, Inc.UBS Financial Services Inc.$5007-30-2020
Deborah Pate DossRaymond James & Associates, Inc.UBS Financial Services Inc.07-30-2020
Darryl Douglas DunnRaymond James & Associates, Inc.UBS Financial Services Inc.$5007-30-2020
Jared StricklinRaymond James & Associates, Inc.UBS Financial Services Inc.$15007-30-2020
Alin Katiraei FrentzenRaymond James & Associates, Inc.UBS Financial Services Inc.07-30-2020
Andrew James MitchellMAS Advisors LLCUBS Financial Services Inc.06-29-2020
Thomas Henry FreemanWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$1006-23-2020
Susan Lynn FreemanWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5006-23-2020
DAVID Lynn TURNERWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.06-23-2020
Ted Lynn ChartierWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.06-23-2020
Matthew Scott SayersWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5006-23-2020
Connor Dougherty CallahanWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.06-23-2020
Joseph Bradley KuceraWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10010-31-2019
James Choi PakCreative PlanningUBS Financial Services Inc.10-08-2018
Michael Arthur DowerRBC Capital Markets, LLCUBS Financial Services Inc.08-23-2018
Bruce Rodger Van BebberWealth Alliance Advisory Group, LLCUBS Financial Services Inc.$1011-30-2017
Gary Winfield DeckerWealth Alliance Advisory Group, LLCUBS Financial Services Inc.$2511-30-2017
Matthew Glen CatlinWealth Alliance Advisory Group, LLCUBS Financial Services Inc.$15011-30-2017
Austin Drew SanderMutual Securities, Inc.UBS Financial Services Inc.11-30-2017
Benjamin Jay ChristensenPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.08-18-2017
Andrew Howard SiglerMorgan StanleyUBS Financial Services Inc.$5005-02-2017
Paul Douglas DebeyRBC Capital Markets, LLCUBS Financial Services Inc.$2505-01-2017
Christopher Allen CassadayRBC Capital Markets, LLCUBS Financial Services Inc.05-01-2017
Jake Falcon Cory BittnerHighTower Advisors, LLCUBS Financial Services Inc.$26012-05-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.