Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Howard SiglerMorgan StanleyUBS Financial Services Inc.05-02-2017
Ashli Brooke WelchRBC Capital Markets, LLCUBS Financial Services Inc.$10005-08-2009
Benjamin Jay ChristensenFrontier Wealth Management, LLCUBS Financial Services Inc.08-18-2017
Christopher Allen CassadayRBC Capital Markets, LLCUBS Financial Services Inc.05-01-2017
Christopher Paul ChaneyEdward JonesUBS Financial Services Inc.$2509-29-2016
Cory BittnerHighTower Securities, LLCUBS Financial Services Inc.12-02-2016
Curtis J. Patterson IIIOppenheimer & Co. Inc.UBS Financial Services Inc.$5011-30-2012
David Burch DreherPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-30-2009
David Earl LongStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
David Morgan Caudill, Kristen Lynne HaagWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-19-2010
George Stephen BillmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-30-2009
George W SchulerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
Jake Blas FalconHighTower Securities, LLCUBS Financial Services Inc.$2512-02-2016
James Mckee LewisHighTower Securities, LLCUBS Financial Services Inc.12-02-2016
Jason Stuart DalenRBC Capital Markets, LLCUBS Financial Services Inc.05-31-2019
Jeffrey Lee BahnsonRBC Capital Markets, LLCUBS Financial Services Inc.05-01-2017
Jerald Lloyd SampStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
John D. JenkinsFrontier Wealth Management, LLCUBS Financial Services Inc.04-06-2015
Kevin Wayne Piker, Christopher Robert KulesaRBC Capital Markets, LLCUBS Financial Services Inc.04-16-2009
Michael Arthur DowerRBC Capital Markets, LLCUBS Financial Services Inc.$15008-23-2018
Michael Scott UnderwoodMorgan StanleyUBS Financial Services Inc.04-11-2014
Michele Marie HortonFrontier Wealth Management, LLCUBS Financial Services Inc.04-02-2015
Paul Douglas DebeyRBC Capital Markets, LLCUBS Financial Services Inc.$5005-01-2017
Rodney Bryan MillerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
Ryan Michael PattonEVP Capital Advisors, LLCUBS Financial Services Inc.10-21-2015
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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