Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Stuart DalenRBC Capital Markets, LLCUBS Financial Services Inc.05-31-2019
Austin Drew SanderMutual Securities, Inc.UBS Financial Services Inc.11-30-2017
Matthew Glen CatlinWealth Alliance Advisory Group, LLCUBS Financial Services Inc.11-30-2017
Andrew Howard SiglerMorgan StanleyUBS Financial Services Inc.05-02-2017
Jeffrey Lee BahnsonRBC Capital Markets, LLCUBS Financial Services Inc.05-01-2017
Christopher Allen CassadayRBC Capital Markets, LLCUBS Financial Services Inc.05-01-2017
Cory BittnerHighTower Securities, LLCUBS Financial Services Inc.12-02-2016
James Mckee LewisHighTower Securities, LLCUBS Financial Services Inc.12-02-2016
Joanne Vera McKnightWaddell & ReedUBS Financial Services Inc.11-15-2016
Jeffrey Claude RohwerWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-30-2015
Ray E. Dillon IVPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-02-2015
Ryan T. HoganMorgan StanleyUBS Financial Services Inc.10-31-2014
Hannah KnollCreative PlanningUBS Financial Services Inc.09-20-2014
Michael Scott UnderwoodMorgan StanleyUBS Financial Services Inc.04-11-2014
Stephen Donald ToddWaddell & ReedUBS Financial Services Inc.11-27-2013
Stephanie Sue ClayMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-29-2012
William Edward MendelSummit Brokerage Services, Inc.UBS Financial Services Inc.11-04-2011
David Morgan CaudillWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-19-2010
Kristen Lynne HaagWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-19-2010
Deborah Sue EckhoffLPL Financial LLCUBS Financial Services Inc.07-09-2009
Thomas Edward BlumerLPL Financial LLCUBS Financial Services Inc.06-29-2009
John Ward Harrison IIISummit Brokerage Services, Inc.UBS Financial Services Inc.06-04-2009
David Burch DreherPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-30-2009
Tom S BolingPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-30-2009
George Stephen BillmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-30-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.