Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Steven HerwigV Wealth Advisors LLCWaddell & Reed$5011-15-2017
Alexandra Conroy BaigCreative PlanningWaddell & Reed08-30-2016
Alexandra Kiley KurthV Wealth Advisors LLCWaddell & Reed$2501-05-2017
April Davisson BarkerWaddell & ReedWaddell & Reed01-09-2014
Barbara Jean McMahonCetera Advisors LLCWaddell & Reed$5010-20-2010
Brent Dean DomeCetera Advisor Networks LLCWaddell & Reed$5005-29-2019
Brittany Rae PenningtonLPL Financial LLCWaddell & Reed01-19-2018
Carla Ann MolhoekVALIC Financial Advisors, Inc.Waddell & Reed09-13-2010
Chad Edward PhippsCWM, LLCWaddell & Reed05-29-2019
Chad Joseph BourgeoisFidelity Brokerage Services LLCWaddell & Reed03-09-2016
Christine Renee LangAmeriprise Financial Services, LLCWaddell & Reed02-20-2015
Christopher John HuhmanEdward JonesWaddell & Reed02-23-2015
Christopher Joseph McNeilCommerce Brokerage Services, Inc.Waddell & Reed12-04-2017
Christopher M. JacobyAmeriprise Financial Services, LLCWaddell & Reed02-13-2019
Christopher Michael SheridanBancWest Investment Services, Inc.Waddell & Reed08-04-2016
Clark James McDonaldCWM, LLCWaddell & Reed05-29-2019
Cole Gerard TrippCreative PlanningWaddell & Reed01-07-2019
Coleen Kaye KoopFBL Marketing Services, LLCWaddell & Reed05-10-2013
Craig Allen LarsenThe O.N. Equity Sales CompanyWaddell & Reed$2503-15-2018
Craig Scott FischLPL Financial LLCWaddell & Reed$1012-18-2012
Curtis Layne HendersonAvantax Investment Services, Inc.Waddell & Reed07-02-2009
Darien Wayne FrittsAmeriprise Financial Services, LLCWaddell & Reed$1002-20-2015
David P. RaineyV Wealth Advisors LLCWaddell & Reed$1011-15-2017
David William BushAllos Investment Advisors, LLCWaddell & Reed12-01-2015
Deborah Ann KnightOppenheimer & Co. Inc.Waddell & Reed06-30-2010
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.