Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfred Joseph SimmonsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5004-17-2015
Andrew A. HundUMB Financial Services, Inc.Wells Fargo Clearing Services, LLC06-20-2017
Beckie DotyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-16-2014
Brenda Ann BucknerCommerce Brokerage Services, Inc.Wells Fargo Clearing Services, LLC06-25-2012
Brent William NeihartAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-06-2017
Brian T. DockingRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15006-11-2015
Camdon Welch FellsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2110-06-2017
Clifford Brice MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-15-2018
David James NeihartAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-06-2017
David Michael FranceOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1003-09-2012
David Nicholas LyleWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5001-09-2015
Debra Lee AntonCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC05-08-2014
Dennis P. WolfRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5011-16-2017
Donald Lee BarryRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10006-11-2015
Eric Nathan WynkoopAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2510-06-2017
Frank Ross HamptonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-29-2011
Gabriel Scott ParhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-22-2017
Gary K. DrakeGWM Advisors, LLCWells Fargo Clearing Services, LLC04-14-2016
Gregory Charles GreenbergStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2501-18-2018
Gregory Edward EkMorgan StanleyWells Fargo Clearing Services, LLC$10001-22-2013
Gregory Paul ChinnOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-02-2009
James D HeeneyCommonwealth Financial NetworkWells Fargo Clearing Services, LLC05-23-2014
James M MooreCetera Advisor Networks LLCWells Fargo Clearing Services, LLC01-06-2014
James Richard AzeltineOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-17-2014
Jill S DockingRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15006-11-2015
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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