Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pamela Jean Kohman SchneiderAmeriprise Financial Services, Inc.MWA Financial Services Inc.$5002-01-2019
Owen Alton SloanAmeriprise Financial Services, Inc.Calton & Associates, Inc.11-09-2017
Brent William NeihartAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-06-2017
Camdon Welch FellsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5010-06-2017
David James NeihartAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$110-06-2017
Douglas Scott RoyleAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$110-06-2017
Eric Nathan WynkoopAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5010-06-2017
Johnnie Carl HuffAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5010-06-2017
Jason Brian HillAmeriprise Financial Services, Inc.Scottrade, Inc.03-31-2017
Robert Dale OlveraAmeriprise Financial Services, Inc.Allstate Financial Services, LLC01-06-2017
Chad Stephen LanghoferAmeriprise Financial Services, Inc.Independent Financial Group, LLC$5010-21-2016
Janelle Sue CooperAmeriprise Financial Services, Inc.Waddell & Reed$1001-08-2016
Kelsey Marie ThieszenAmeriprise Financial Services, Inc.Waddell & Reed01-08-2016
Travis Michael KvassayAmeriprise Financial Services, Inc.Morgan Stanley$112-04-2015
George Ellis BergesonAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.11-20-2015
Scott Allan WilsonAmeriprise Financial Services, Inc.Cetera Investment Services LLC11-02-2015
Park UlrichAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC07-08-2015
Christine Renee LangAmeriprise Financial Services, Inc.Waddell & Reed$102-20-2015
Darien Wayne FrittsAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
Dustin Mabry McwhirterAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
Heather May LyleAmeriprise Financial Services, Inc.Waddell & Reed$102-20-2015
Michael James SchafferAmeriprise Financial Services, Inc.Waddell & Reed$10002-20-2015
Michael K BergesAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
Steven Alan LundeenAmeriprise Financial Services, Inc.Waddell & Reed$1002-20-2015
Tyler David HallaginAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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