Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher M. JacobyAmeriprise Financial Services, Inc.Waddell & Reed02-13-2019
Emily Marie PageAmeriprise Financial Services, Inc.MWA Financial Services Inc.02-01-2019
Reisha Lark FregoeAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-21-2018
Michael Francis RichardsAmeriprise Financial Services, Inc.Edward Jones11-15-2018
David James NeihartAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-06-2017
Brent William NeihartAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-06-2017
Robert Dale OlveraAmeriprise Financial Services, Inc.Allstate Financial Services, LLC01-06-2017
Katrina Lynnette JonesAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2016
Travis Michael KvassayAmeriprise Financial Services, Inc.Morgan Stanley12-04-2015
Park UlrichAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC07-08-2015
Christine Renee LangAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
Heather May LyleAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
Michael K. BergesAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
Dustin Mabry McWhirterAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
Tyler David HallaginAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
John Philip EdgarAmeriprise Financial Services, Inc.Girard Securities, Inc.04-04-2014
Wayne Roland WhitneyAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.12-13-2013
Jeffrey David HooverAmeriprise Financial Services, Inc.Benjamin F. Edwards & Company, Inc.11-22-2013
Daniel Ross McMahonAmeriprise Financial Services, Inc.Uvest Financial Services Group, Inc.09-21-2011
David Anthony MehrerAmeriprise Financial Services, Inc.AXA Advisors, LLC06-10-2011
Dustin D. LentzAmeriprise Financial Services, Inc.Uvest Financial Services Group, Inc.02-23-2011
Gary Bakker KringsAmeriprise Financial Services, Inc.Morgan Stanley03-05-2010
Mary Elaine CloydAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-11-2009
Lori Ann RichardsonAmeriprise Financial Services, Inc.Edward Jones11-12-2009
Vestana Von Achen AhlenAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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