Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Ray DolloffCambridge Investment Research, Inc.National Planning Corporation$2511-06-2017
Vincent Edwin FosterCambridge Investment Research, Inc.National Planning Corporation$1509-22-2017
Christopher Allan AdamsCambridge Investment Research, Inc.National Planning Corporation09-15-2017
Kendall Ray CurryCambridge Investment Research, Inc.National Planning Corporation$2509-15-2017
Kevin Christopher BruceCambridge Investment Research, Inc.National Planning Corporation09-15-2017
Walter Ezra JamisonCambridge Investment Research, Inc.National Planning Corporation$1009-15-2017
Ivan Luke GriffinCambridge Investment Research, Inc.Money Concepts Capital Corp08-14-2017
Trey Allen JoyCambridge Investment Research, Inc.Farmers Financial Solutions, LLC08-01-2017
Scott Douglas MooreCambridge Investment Research, Inc.Summit Brokerage Services, Inc.$112-08-2016
Timothy James HartlandCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC11-04-2016
Stephanie Jae WilsonCambridge Investment Research, Inc.Wilson Financial LLC08-01-2016
Bradley Gene WilliamsonCambridge Investment Research, Inc.NYLIFE Securities LLC06-24-2016
Thomas John MancusoCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2016
Michael Allen Smoots Jr.Cambridge Investment Research, Inc.ONE Advisory Partners, LLC01-12-2016
Brian Michael NelsonCambridge Investment Research, Inc.LPL Financial LLC09-21-2015
Larry Glen StatonCambridge Investment Research, Inc.LPL Financial LLC$5009-21-2015
Leslie L MorrisCambridge Investment Research, Inc.LPL Financial LLC09-21-2015
Matthew J ThiessenCambridge Investment Research, Inc.LPL Financial LLC09-21-2015
John Edward BurdettCambridge Investment Research, Inc.New England Securities01-02-2015
Kyle Andrew WrightCambridge Investment Research, Inc.Morgan Stanley01-02-2015
Douglas Alan SuttonCambridge Investment Research, Inc.United Planners' Financial Services of America A Limited Partner$112-12-2014
James Michael Bonifas Jr.Cambridge Investment Research, Inc.New England Securities$4908-14-2014
Paul J EhrhartCambridge Investment Research, Inc.New England Securities$108-14-2014
Elizabeth Anne JohnsonCambridge Investment Research, Inc.New England Securities07-14-2014
Larry Dale ChadwickCambridge Investment Research, Inc.New England Securities$2507-14-2014
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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