Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carey Paul BergerCetera Advisors LLCVoya Financial Advisors, Inc.05-03-2017
Lisa Pelter BaerCetera Advisors LLCAmeriprise Financial Services, Inc.04-25-2014
Carlose D. EstesCetera Advisors LLCPruco Securities, LLC.03-20-2014
William Stewart ChristieCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2014
Roger Kent RatliffCetera Advisors LLCEdward Jones01-10-2014
Melinda B. DixonCetera Advisors LLCWaddell & Reed11-02-2013
Patrick Alan BrownCetera Advisors LLCCoordinated Capital Securities, Inc.01-03-2013
Clay Dennis CuthbertsonCetera Advisors LLCU.S. Bancorp Investments, Inc.12-08-2011
John Bradley HemmerCetera Advisors LLCWaddell & Reed10-20-2010
Gregory F. BoltsCetera Advisors LLCCUSO Financial Services, L.P.06-09-2010
James George WitkowskiCetera Advisors LLCEdward Jones12-10-2009
Lance Thomas BrightCetera Advisors LLCOppenheimer & Co. Inc.$1008-18-2017
Robert Franklin AnthonyCetera Advisors LLCAmeriprise Financial Services, Inc.$1006-27-2013
David George AntalickCetera Advisors LLCFarmers Financial Solutions, LLC$2503-13-2019
Charles Gould Buttel IICetera Advisors LLCCetera Investment Services LLC$2509-23-2013
Nathan James FiserCetera Advisors LLCVoya Financial Advisors, Inc.$2505-16-2011
Peter George MenihanCetera Advisors LLCUMB Financial Services, Inc.$5008-21-2018
David Adam PackerCetera Advisors LLCJ.P. Morgan Securities LLC$5002-13-2015
Scott Vincent BabcockCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-20-2012
Barbara Jean McMahonCetera Advisors LLCWaddell & Reed$5010-20-2010
William Todd EasleyCetera Advisors LLCMorgan Stanley$5007-10-2009
Jason Scott StewartCetera Advisors LLCRoyal Alliance Associates, Inc.$5405-04-2017
Kent Eugene RainsCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20005-28-2010

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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