Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stuart Joseph BabencoClient One Securities LLCWoodbury Financial Services, Inc.05-06-2019
Timothy P HudsonClient One Securities LLCLPL Financial LLC$2504-29-2019
Kathy K. JurgensenClient One Securities LLCSagePoint Financial, Inc.04-08-2019
Joseph Reid GillelandClient One Securities LLCRoyal Alliance Associates, Inc.01-02-2019
Jeremy W. WithersClient One Securities LLCSignator Investors, Inc.10-31-2018
Russell Donald RhodesClient One Securities LLCEdward Jones10-17-2018
Michael Alan WienandtClient One Securities LLCKestra Investment Services, LLC$10008-16-2018
Gilbert Michael SabatkaClient One Securities LLCNewbridge Securities Corporation04-25-2018
Vernon James HenryClient One Securities LLCCambridge Investment Research, Inc.$2502-09-2018
Michael G. NashClient One Securities LLCBrokers International Financial Services, LLC.$15001-02-2018
Michael Edward AndriesClient One Securities LLCSecurities America, Inc.$6311-13-2017
Robert Edward ThomasClient One Securities LLCBroker Dealer Financial Services Corp.08-24-2017
Michael James AxtonClient One Securities LLCAmeritas Investment Corp.08-07-2017
Levi Kenneth HuncovskyClient One Securities LLCUnited Capital Management of Kansas, Inc.06-20-2017
John Davis TaylorClient One Securities LLCAmeritas Investment Corp.01-05-2017
Bradley S. ShammasClient One Securities LLCSignator Investors, Inc.11-17-2016
William Melvin ThomasClient One Securities LLCSagePoint Financial, Inc.02-18-2016
Gary Lee RudenClient One Securities LLCLaSalle St. Securities, LLC$2501-05-2016
Thomas Erwin MunkerClient One Securities LLCLPL Financial LLC12-23-2015
Donald Neal SullivanClient One Securities LLCEdward Jones01-09-2015
Timothy Lovell PharesClient One Securities LLCVESTECH Securities, Inc.01-06-2015
John Robert ManryClient One Securities LLCBrokers International Financial Services, LLC.10-07-2014
Harry Floyd Colvin Jr.Client One Securities LLCBroker Dealer Financial Services Corp.07-21-2014
Richard Scott RobinsonClient One Securities LLCLPL Financial LLC04-15-2014
William Anthony WaleszoniaClient One Securities LLCJ.P. Turner & Company, L.L.C.12-16-2013
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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