Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michelle Leigh PostonCommonwealth Financial NetworkAmeriprise Advisor Services, Inc.08-12-2009
Pegasus Capital Trinity Planning Stanziola FinancialCommonwealth Financial NetworkLincoln Financial Securities Corporation$37505-11-2012
Ray Darby Evans JrCommonwealth Financial NetworkLincoln Financial Advisors Corporation$10005-11-2012
James Alan StanziolaCommonwealth Financial NetworkLincoln Financial Advisors Corporation$5005-11-2012
Timothy Blaine DiSetteCommonwealth Financial NetworkLincoln Financial Advisors Corporation$5005-11-2012
David Gregory PacerCommonwealth Financial NetworkLincoln Financial Advisors Corporation05-11-2012
Bruce Wayne GlennCommonwealth Financial NetworkLPL Financial LLC$5007-16-2012
James D HeeneyCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5005-23-2014
Mark Fitzgerald AgreCommonwealth Financial NetworkWells Fargo Clearing Services, LLC11-21-2014
Brent A CaswellCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.07-24-2015
Michael Douglas GoostreeCommonwealth Financial NetworkLPL Financial LLC$5012-16-2015
Michael Tobias GoostreeCommonwealth Financial NetworkLPL Financial LLC12-16-2015
Scott R HerzCommonwealth Financial NetworkTransamerica Investors Securities Corporation07-08-2016
Randall David JohnsonCommonwealth Financial NetworkMML Investors Services, LLC$3210-20-2016
Jason Grant MontgomeryCommonwealth Financial NetworkPruco Securities, LLC.08-29-2017
Connor Reynolds StremelCommonwealth Financial NetworkHighTower Securities, LLC10-25-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.