Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Herwig, Jonathan HinesLPL Financial LLCWaddell & Reed$7511-16-2017
Alan R. CorlissLPL Financial LLCUvest Financial Services Group, Inc.07-05-2011
Andrew Edwin BeversdorfLPL Financial LLCEdward Jones$2507-27-2012
Andrew Ramon CarroLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-27-2009
Anne Elise PetersonLPL Financial LLCCambridge Investment Research, Inc.10-19-2018
Arthur Wright DavisLPL Financial LLCINVEST Financial Corporation$10002-14-2018
Bradley Keith HillLPL Financial LLCCUSO Financial Services, L.P.$2505-28-2015
Brent Clark BarkerLPL Financial LLCUvest Financial Services Group, Inc.$10007-05-2011
Brian Lee TackettLPL Financial LLCFrontier Wealth Management, LLC06-01-2018
Carroll Wayne WilkersonLPL Financial LLCWaddell & Reed$5001-03-2017
Christopher Lee KlickLPL Financial LLCEdward Jones$1005-25-2012
Clark Cary ArmorLPL Financial LLCNYLIFE Securities LLC10-21-2013
Craig KorolLPL Financial LLCSecurities America, Inc.$10004-29-2016
Damon Mark SchimmingLPL Financial LLCOppenheimer & Co. Inc.$2503-14-2019
Darrel Bruce MarkleyLPL Financial LLCAmeriprise Financial Services, Inc.$15012-11-2017
David Hayward ThompsonLPL Financial LLCOppenheimer & Co. Inc.12-15-2014
David I. BrozenicLPL Financial LLCBanc of America Investment Services, Inc.08-14-2009
David Wayne PickettLPL Financial LLCPrime Capital Investment Advisors, LLC$1,00004-20-2018
David Winebrenner Jr.LPL Financial LLCCetera$18010-16-2018
Dennis Wayne ShoemakerLPL Financial LLCInvestment Centers of America, Inc.$1011-29-2017
Donald Earl AdamsLPL Financial LLCMutual Service Corporation09-08-2009
Ed SampLPL Financial LLCStifel, Nicolaus & Company, Incorporated$1011-11-2014
Ehren Gabriel FeldmeyerLPL Financial LLCCetera Investment Services LLC07-29-2016
Ellwood Kent SmollLPL Financial LLCNext Financial Group, Inc.06-20-2014
Eric D. WymoreLPL Financial LLCBanc of America Investment Services, Inc.08-14-2009
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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