Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Charles Browne Jr.LPL Financial LLCStifel, Nicolaus & Company, Incorporated12-11-2018
Anne Elise PetersonLPL Financial LLCCambridge Investment Research, Inc.10-19-2018
Brian Lee TackettLPL Financial LLCFrontier Wealth Management, LLC06-01-2018
Theresa Marie BakerLPL Financial LLCINVEST Financial Corporation02-14-2018
Jerome Richard JonesLPL Financial LLCINVEST Financial Corporation02-14-2018
Mary Ellen BrooksLPL Financial LLCINVEST Financial Corporation02-14-2018
Weldon Terry AbellLPL Financial LLCNational Planning Corporation11-29-2017
Kimberly Kay VidricksenLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Jane Marie SeimLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Victor Samuel HurlbertLPL Financial LLCWaddell & Reed11-15-2017
Lance Eric GorsuchLPL Financial LLCWaddell & Reed11-10-2017
Stephen Donald ToddLPL Financial LLCWaddell & Reed05-08-2017
Ryan Andrew WilkersonLPL Financial LLCWaddell & Reed01-03-2017
Nikki Dee FinleyLPL Financial LLCPrincipal Securities, Inc.11-07-2016
Ehren Gabriel FeldmeyerLPL Financial LLCCetera Investment Services LLC07-29-2016
Robert Cole SchwarzLPL Financial LLCCobler Capital Management, LLC06-07-2016
Victor Jay EdwardsLPL Financial LLCEdward Jones11-02-2015
Hiren J BhaktaLPL Financial LLCLawing Financial Inc03-27-2015
David Hayward ThompsonLPL Financial LLCOppenheimer & Co. Inc.12-15-2014
Ellwood Kent SmollLPL Financial LLCNext Financial Group, Inc.06-20-2014
Clark Cary ArmorLPL Financial LLCNYLIFE Securities LLC10-21-2013
Monte Wayne CrossLPL Financial LLCCetera Investment Services LLC06-28-2013
Robert Daniel AndersonLPL Financial LLCNew England Securities12-12-2012
Garren G TaylorLPL Financial LLCEdward Jones07-27-2012
Jebtha C. GrahamLPL Financial LLCAXA Advisors, LLC11-28-2011
Next Page »

Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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