Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amber Nicole GriffisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.02-25-2011
Anne Marie KruegerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Brian Stephen PielMerrill Lynch, Pierce, Fenner & Smith IncorporatedCountry Capital Management Company01-18-2019
Chase Thomas KeelerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Century Investment Services Inc.05-13-2019
Clifford Brice MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-15-2018
Deidra Rae HunnMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.02-25-2011
Derek L KellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-07-2010
Gabriel Scott ParhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-22-2017
Jared Mark GudenkaufMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2502-25-2011
John Glenn HesserMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-13-2012
Julia A HydeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Kevin Coffey BlickMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.02-25-2011
Kevin Paul FrevertMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Century Investment Services Inc.01-21-2015
Lewis D GregoryMerrill Lynch, Pierce, Fenner & Smith IncorporatedFCI Advisors04-26-2011
Matthew Todd GelsheimerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-26-2012
Michael Callen BanesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-02-2017
Nicholis Jay ColeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Century Investment Services Inc.04-29-2019
Shawn William LancelotMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Taylor D GilmoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.09-03-2014
Terence Michael SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-17-2019

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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