Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Howard SiglerMorgan StanleyUBS Financial Services Inc.05-02-2017
Carra Denece SpragueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2016
Cary Lynn MorrisMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Christopher Mark ChadickMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Eugene BlackMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
David Lee AllenMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Deborah Ann CartwrightMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Dianna L SmithMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Emily Bowersock HillMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Eric Charles BurrusMorgan StanleyRiedl First Securities Company of Kansas09-27-2017
Gary Joe BartakMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Gregory Edward EkMorgan StanleyWells Fargo Clearing Services, LLC$10001-22-2013
Gregory Scott BrownMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Kevin Wayne BrownMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Larry Steven WarfieldMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Mark RalstonMorgan StanleyLPL Financial LLC LLC$14307-27-2012
Mark Richard RalstonMorgan StanleyLPL Financial LLC$10007-27-2012
Matthew Wayne AndersonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Michael Alan LittleMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Michael Scott UnderwoodMorgan StanleyUBS Financial Services Inc.04-11-2014
Michael Wayne KoechnerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Pamela Joy HatfieldMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Patrick J. AubryMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Paul Russell Attwater IIIMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Robert Alan CunninghamMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Next Page »

Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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