Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kay Sophia WhittlerNYLIFE Securities LLCPFS Investments Inc.12-13-2018
Kendra Alexa BeyerNYLIFE Securities LLCWaddell & Reed03-20-2018
Jeffrey Martin NorrisNYLIFE Securities LLCMML Investors Services, LLC09-20-2017
Christopher James SececautNYLIFE Securities LLCMWA Financial Services Inc.08-01-2017
Karen Lea MusselmanNYLIFE Securities LLCN.I.S. Financial Services, Inc.06-30-2017
Shayne Adelbert DentonNYLIFE Securities LLCCommunityAmerica Financial Solutions, LLC12-02-2016
Bruce Edward DowellNYLIFE Securities LLCMetLife Securities Inc.02-05-2014
Rebecca Ann GorrellNYLIFE Securities LLCMetLife Securities Inc.05-29-2012
Dylan T. DonnerNYLIFE Securities LLCUvest Financial Services Group, Inc.01-10-2011
James William ThorpeNYLIFE Securities LLCMetLife Securities Inc.01-13-2010
Jeffrey Lee GoffNYLIFE Securities LLCCommerce Brokerage Services, Inc.04-03-2009
Jeremy Matthew BradenNYLIFE Securities LLCWaddell & Reed$10004-09-2018
Travis J BartlettNYLIFE Securities LLCEdward Jones$10008-13-2013
Timothy F KreiselNYLIFE Securities LLCState Farm VP Management Corp.$10002-15-2013
George Vlandimir CzaplinskiNYLIFE Securities LLCMetLife Securities Inc.$10007-18-2012
Nicholas Michael DarrahNYLIFE Securities LLCPrincipal Securities, Inc.$10011-03-2009
Mark Wayne OsbornNYLIFE Securities LLCWaddell & Reed$10008-07-2009
Jeremy Allen ShookNYLIFE Securities LLCWaddell & Reed$15904-11-2018
Christopher Alan FallettiNYLIFE Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50006-16-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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