Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Curtis J. Patterson IIIOppenheimer & Co. Inc.UBS Financial Services Inc.$5011-30-2012
Damon Mark SchimmingOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-13-2012
David Michael FranceOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1003-09-2012
Deborah Ann KnightOppenheimer & Co. Inc.Waddell & Reed06-30-2010
Dirk P LawsonOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2012
Gregory Paul ChinnOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-02-2009
James Richard AzeltineOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-17-2014
Kristina B SvejdaOppenheimer & Co. Inc.American Century Investment Services Inc.06-04-2010
Lisa M. MccueOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated11-04-2016
Mark Stephen WoodOppenheimer & Co. Inc.V Wealth Advisors LLC$5004-07-2015
Norma Jo KnoxOppenheimer & Co. Inc.Edward Jones02-16-2009
Roberta Frances RileyOppenheimer & Co. Inc.VSR Financial Services, Inc.01-24-2012
Steven William FreebergOppenheimer & Co. Inc.Edward Jones$1010-28-2016
Ted Ross EmersonOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$2511-28-2014
Trevor Jon HowardOppenheimer & Co. Inc.UBS Financial Services Inc.$2508-29-2014

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.