Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Philip MullinixPurshe Kaplan Sterling InvestmentsCambridge Investment Research Advisors, Inc.$5009-06-2011
Jefferey Robert JaworskiPurshe Kaplan Sterling InvestmentsCambridge Investment Research Advisors, Inc.$5009-06-2011
Geoffrey Sean HuberPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$2509-06-2011
Robert Alexander SparrowPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.09-06-2011
Daryl David EckmanPurshe Kaplan Sterling InvestmentsFirst Financial Equity Corporation$2502-08-2012
Stephen Norman EdmondsPurshe Kaplan Sterling InvestmentsMorgan Stanley$10008-30-2013
Dari Michaela BasorePurshe Kaplan Sterling InvestmentsSecurities America, Inc.$2503-02-2018
Benjamin Jay ChristensenPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$2508-18-2017
John D. JenkinsPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10004-07-2015
David NealPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$15004-02-2015
Ray E. Dillon IVPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-02-2015
David Burch DreherPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-30-2009
Tom S BolingPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-30-2009

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.