Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Arthur DowerRBC Capital Markets, LLCUBS Financial Services Inc.$15008-23-2018
Elliott Mitchell HollubRBC Capital Markets, LLCOppenheimer & Co. Inc.$10005-25-2017
Kindell Dee EidsonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10004-16-2014
Todd A. HaynesRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-25-2012
Ashli Brooke WelchRBC Capital Markets, LLCUBS Financial Services Inc.$10005-08-2009
Matthew HavertyRBC Capital Markets, LLCMorgan Stanley$5002-08-2019
Dennis P. WolfRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5011-16-2017
Paul Douglas DebeyRBC Capital Markets, LLCUBS Financial Services Inc.$5005-01-2017
Kyle DoegeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5004-16-2014
Scott Gene Holder, Kenneth Jason CarterRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-25-2012
Thomas L TalkingtonRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$5001-29-2010
Jason Stuart DalenRBC Capital Markets, LLCUBS Financial Services Inc.05-31-2019
Scott Andrew BefortRBC Capital Markets, LLCAmeriprise Financial Services, Inc.07-05-2018
Joanne RainesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-16-2017
Kristina B SvejdaRBC Capital Markets, LLCOppenheimer & Co. Inc.05-25-2017
Christopher Allen CassadayRBC Capital Markets, LLCUBS Financial Services Inc.05-01-2017
Jeffrey Lee BahnsonRBC Capital Markets, LLCUBS Financial Services Inc.05-01-2017
Beckie DotyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-16-2014
Brynn Alexandra MorrisRBC Capital Markets, LLCOppenheimer & Co. Inc.07-19-2013
Robert Allen GoodwinRBC Capital Markets, LLCAmeriprise Financial Services, Inc.01-23-2012
Kevin Wayne Piker, Christopher Robert KulesaRBC Capital Markets, LLCUBS Financial Services Inc.04-16-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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