Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Franklin Cruz SantosU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2020
William Martin Johansen Jr.U.S. Bancorp Investments, Inc.BOK Financial Securities, Inc.$10001-13-2020
Nichole Dove JansenU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.04-22-2019
Kristi Erin StrawU.S. Bancorp Investments, Inc.CommunityAmerica Financial Solutions, LLC04-26-2017
Robin Gay BradshawU.S. Bancorp Investments, Inc.GWFS Equities, Inc.03-06-2017
Andrew D. SciannaU.S. Bancorp Investments, Inc.Summit Brokerage Services, Inc.$5001-23-2017
Harold Richard Vonwyl Jr.U.S. Bancorp Investments, Inc.BOK Financial Securities, Inc.04-20-2012
Dru Berton HullU.S. Bancorp Investments, Inc.Edward Jones$1002-23-2012
Bradly Germain MasekU.S. Bancorp Investments, Inc.Walnut Street Securities, Inc.$5012-22-2010

Showing 1 to 9 of 9 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.