Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John William HungerfordWaddell & ReedBMO Harris Financial Advisors, Inc.02-11-2020
Cynda Lou WrightWaddell & ReedOppenheimer & Co. Inc.$15001-24-2020
Thomas Joseph Kennedy Jr.Waddell & ReedWaddell & Reed$5007-09-2019
Michael Lewis VanderhoffWaddell & ReedCetera Advisor Networks LLC02-14-2019
Christopher M. JacobyWaddell & ReedNYLIFE Securities LLC05-29-2018
Craig Allen JunkinsWaddell & ReedCalton & Associates, Inc.12-20-2017
Nicholas Michael MalickWaddell & ReedAmerican Century Investment Services Inc.10-16-2017
Nicholas James MillerWaddell & ReedWaddell & Reed09-18-2017
Jeffrey Vernon RoweWaddell & ReedPrincipal Securities, Inc.09-05-2017
Christopher Michael GirouxWaddell & ReedUnited Capital Management of Kansas, Inc.06-19-2017
Sydney Lee PembertonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2017
Kenrick ThompsonWaddell & ReedCommerce Brokerage Services, Inc.12-07-2016
Bradley Justin MaudererWaddell & ReedVSR Financial Services, Inc.11-29-2016
Joanne Vera McKnightWaddell & ReedUBS Financial Services Inc.11-15-2016
Ross William HalseyWaddell & ReedEdward Jones$15005-05-2016
John H. CatlinWaddell & ReedEdward Jones04-07-2016
Brian WilliamsWaddell & ReedBenjamin F. Edwards & Company, Inc.02-16-2016
Jason R. HuppWaddell & ReedEdward Jones12-11-2015
Anna Marie LicataWaddell & ReedEdward Jones08-31-2015
Timothy Charles FastWaddell & ReedSecurities America, Inc.$5006-19-2015
Kevin Michael QuinleyWaddell & ReedFintegra, LLC02-20-2015
Stephen Charles MinshullWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2015
Stephen Eugene RodewaldWaddell & ReedArvest Wealth Management$2512-15-2014
Erin Patricia EvansWaddell & ReedArvest Wealth Management12-15-2014
Timothy D. JansenWaddell & ReedResources Investment Advisors11-05-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.