Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Agatha Christine RobinsonWaddell & ReedUSAA Investment Management Company03-13-2013
Anna Marie LicataWaddell & ReedEdward Jones08-31-2015
Bryce Andy MattesonWaddell & ReedOppenheimer & Co. Inc.$2505-30-2014
Catherine Ann FosterWaddell & ReedAmeriprise Financial Services, Inc.07-09-2012
Catherine Anne HilleWaddell & ReedPruco Securities, LLC.05-23-2014
Christopher Michael GirouxWaddell & ReedUnited Capital Management of Kansas, Inc.06-19-2017
Edward Emmett Carroll Jr.Waddell & ReedMorgan Stanley08-15-2013
Elizabeth Rachel SnodgrassWaddell & ReedNRP Financial, Inc.01-25-2010
Jason Frank WetmoreWaddell & ReedJ.P. Morgan Institutional Investments Inc.02-07-2011
Jason R. HuppWaddell & ReedEdward Jones12-11-2015
Jeffrey Vernon RoweWaddell & ReedPrincipal Securities, Inc.09-05-2017
Kevin Michael QuinleyWaddell & ReedFintegra, LLC02-20-2015
Kimberly Lou WilsonWaddell & ReedAXA Advisors, LLC11-12-2010
Michael Keith NapierWaddell & ReedNfp Advisor Services03-24-2009
Michael Lewis VanderhoffWaddell & ReedCetera Advisor Networks LLC02-14-2019
Phillip Frederick FournierWaddell & ReedSpire Securities, LLC05-26-2011
Randal Lee BaheWaddell & ReedInvestment Planners, Inc.01-03-2011
Rosco HalseyWaddell & ReedEdward Jones$10605-05-2016
Ross William HalseyWaddell & ReedEdward Jones$15005-05-2016
Stephen Eugene RodewaldWaddell & ReedArvest Wealth Management12-15-2014
Timothy D. JansenWaddell & ReedResources Investment Advisors11-05-2014
William MyersWaddell & ReedLPL Financial LLC LLC$5707-17-2014

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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