Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy P HudsonClient One Securities LLCLPL Financial LLC$25004-29-2019
Rodney Brian SmithIndependent Financial Group, LLCLPL Financial LLC04-17-2019
Garth Jonathan TerlizziWealthPLAN PartnersLPL Financial LLC04-09-2019
Anthony Michael FranchimoneResources Investment AdvisorsLPL Financial LLC12-05-2018
Sean Mitchell CiemiewiczResources Investment AdvisorsLPL Financial LLC12-05-2018
David Bruce UtterResources Investment AdvisorsLPL Financial LLC12-04-2018
Darrell Thomas AlfordResources Investment AdvisorsLPL Financial LLC12-03-2018
Larry Robert DeatherageResources Investment AdvisorsLPL Financial LLC12-03-2018
Richard Keith RobertsonResources Investment AdvisorsLPL Financial LLC12-03-2018
Lloyd Jon EnglemanResources Investment AdvisorsLPL Financial LLC12-03-2018
Darren J. BurkeResources Investment AdvisorsLPL Financial LLC12-03-2018
David Tyler MoreheadResources Investment AdvisorsLPL Financial LLC12-03-2018
David Winebrenner Jr.CeteraLPL Financial LLC$18010-16-2018
Daniel R. CasellaResources Investment AdvisorsLPL Financial LLC09-21-2018
David Scott HindersteinResources Investment AdvisorsLPL Financial LLC09-19-2018
Allie C. RiveraResources Investment AdvisorsLPL Financial LLC09-19-2018
Sarah Jo CorcoranAvantax Investment Services, Inc.LPL Financial LLC08-27-2018
Barbara Darlene BrewerAXA Advisors, LLCLPL Financial LLC08-06-2018

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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