Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ann Cheryl FrigonFBL Marketing Services, LLCCWM, LLC$5008-19-2019
Ann FrigonFarm Bureau Financial ServicesCarson Advisory Group$10008-16-2019
Amie Marie NeesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-09-2019
Steven William FreebergLPL Financial LLCVALIC Financial Advisors, Inc.08-06-2019
Bradley Derek HablutzelChange Path LLCAE Wealth Management, LLC08-05-2019
Jonathan Bernard GatzOFG Financial Services, Inc.Royal Alliance Associates, Inc.08-01-2019
Nicholas Edwin CzarneckiMidwest Financial Group LLCAE Wealth Management, LLC07-24-2019
Terence Michael SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-17-2019
Rodney Wayne SimpsonFirst Command Brokerage Services, Inc.Lincoln Financial Advisors Corporation07-15-2019
David Lee DammeCetera Advisor Networks LLCFarmers Financial Solutions, LLC07-12-2019
Kelly UranBOK Financial Securities, Inc.UMB Financial Services, Inc.07-08-2019
Gail Marie UrbanIndependent Financial Group, LLCEdward Jones06-28-2019
Rick ONealMadison Avenue Securities, LLCClient One Securities LLC06-28-2019
Ryan Wayne ShumakerWorld Equity Group, Inc.Taylor Capital Management Inc.06-21-2019
Justin Todd WrenTriune Financial Partners, LLCIowa Wealth Management, LLC06-20-2019
Alex Joseph EspositoResources Investment AdvisorsSagePoint Financial, Inc.06-18-2019
John Colin BushGarrett Investment Advisors, LLCSchwallier Wealth Management06-13-2019
David G PikePrivate Client Services, LLCNYLIFE Securities LLC06-12-2019
Terry Alan ConnerPrime Capital Investment Advisors, LLCFinancial Engines Advisors L.L.C.06-10-2019
Christian K ConnerPrime Capital Investment Advisors, LLCFinancial Engines Advisors L.L.C.06-10-2019
Kathryn Michele AlexanderFidelity Brokerage Services LLCCommunityAmerica Financial Solutions, LLC06-05-2019
Brent Dean DomeCetera Advisor Networks LLCWaddell & Reed$5005-29-2019
Micoli Donn BatesCWM, LLCWaddell & Reed05-29-2019
Marta Elena CurryCetera Advisor Networks LLCWaddell & Reed05-29-2019
Karsten Gabriel BondCWM, LLCWaddell & Reed$705-29-2019
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.