Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Alan BinzLPL Financial LLCWells Fargo Clearing Services, LLC$5010-07-2020
Judy Lynn MorrisonIFP Securities, LLCLPL Financial LLC09-16-2020
Mary Anne AhnFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-14-2020
Brent Thomas BodenAmeriprise Financial Services, LLCBB&T Securities, LLC09-08-2020
James Duncan McGaryLPL Financial LLCCUNA Brokerage Services, Inc.09-08-2020
Lafe Jeff Wheeler JrCommonwealth Financial NetworkAvantax Investment Services, Inc.09-01-2020
Donald Howard HartHornor, Townsend & Kent, LLCAllstate Financial Services, LLC08-28-2020
Tracy Baird ThackerRaymond James Financial Services, Inc.Edward Jones$15008-27-2020
Sabina Smailhodzic LewisAvant-Garde WealthJourney Financial Management, LLC08-25-2020
Jacklyn Brooke CassadyAvant-Garde WealthKestra Investment Services, LLC08-25-2020
Leanne Ozaine SmithPrivate Client Services, LLCColumbia Advisory Partners, LLC08-23-2020
Lee Elden BallingerFidelity Brokerage Services LLCEquitable Advisors, LLC08-21-2020
David Charles BetzMoney Concepts Capital CorpW&S Brokerage Services, Inc.$5008-13-2020
Tracy ReadFidelity Brokerage Services LLCCambridge Investment Research, Inc.08-11-2020
Lauren Elizabeth WerckenthienPrivate Client Services, LLCCambridge Investment Research, Inc.08-10-2020
Robert M KinsellaFidelity Brokerage Services LLCMorgan Stanley08-09-2020
Todd Eric ODanielPNC InvestmentsInternational Assets Advisory, LLC08-07-2020
Kyle Andrew JenningsClient One Securities LLCThe Leaders Group, Inc.08-05-2020
Raleigh Dayton Ryser IIICambridge Investment Research, Inc.Securities Service Network, LLC$1008-03-2020
Jacob Robert PryorG. A. Repple & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2020
Rebecca Hern MannMerrill Lynch, Pierce, Fenner & Smith IncorporatedWesBanco Securities, Inc.$2507-23-2020
Kevin Lee HissongEF Legacy Securities, LLCPortsmouth Financial Services07-14-2020
James Rork WilliamsBenjamin F. Edwards & Company, Inc.Robert W. Baird & Co. Incorporated07-08-2020
Bradley PeavlerFidelity Brokerage Services LLCRaymond James Financial Services, Inc.07-08-2020
Kyle Philip RoyLPL Financial LLCAIG Capital Services, Inc.07-07-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.