Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William James DervinMutual of Omaha Investor Services, Inc.Allstate Financial Services, LLC07-22-2019
Terry L. SmallwoodAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC07-12-2019
Cameron Lee RichardsonJ.P. Morgan Securities LLCThrivent Investment Management Inc.07-09-2019
Austin Jordan HillRaymond James & Associates, Inc.Nationwide Investment Services Corporation06-25-2019
Patrick Joseph FoxIFP Securities, LLCThrivent Investment Management Inc.06-07-2019
Gregory Richard SchollesW&S Brokerage Services, Inc.Pruco Securities, LLC.06-05-2019
David Anthony WaltersParkland Securities, LLCOneAmerica Securities, Inc.06-03-2019
Garrett Lee HeadleyIFP Securities, LLCLPL Financial LLC05-23-2019
John David DavisIFP Securities, LLCLPL Financial LLC05-22-2019
Thomas Allen Douglas Jr.IFP Securities, LLCLPL Financial LLC05-22-2019
Caleb LafondEdward JonesThrivent Investment Management Inc.05-17-2019
Sean Michael HurleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2019
Robert ArmstrongAmeriprise Financial Services, Inc. Services, Inc.Wells Fargo Advisors$11305-06-2019
Robert Edward Armstrong Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2019
Michael Doyle DammertStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15004-23-2019
Patrick Corbin DammertStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC04-23-2019
Barry Alaric SaturdayLincoln Financial Securities CorporationAllstate Financial Services, LLC04-10-2019
David Michael PryorThe Huntington Investment CompanyCetera Investment Services LLC04-04-2019
Brock Edward MullerE2 Financial Services, LLCEdward Jones04-01-2019
Patrick Stephen RykwalderGreenwell Capital Management, LLCHD Vest Investment Services04-01-2019
Benjamin David NanneyCrossroads Financial ConsultingFox & Company Wealth Management03-28-2019
Thomas Andrew SpringateMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-15-2019
Barry Stephen MillsonWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Anthony J. FortLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC02-25-2019
Krystle Marie-Marcia NemoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-08-2019
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Showing 1 to 25 of 750 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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