Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wesley Alan GershAmeriprise Financial Services, Inc.1st Global Capital Corp.$3810-28-2016
Kevin Dale CountsLPL Financial LLC1st Global Capital Corp.$1009-02-2014
Steven Allen WheelerLPL Financial LLC1st Global Capital Corp.$1009-02-2014
Raymond Martin BackersRite Financial Group, LLCAccelerated Wealth Advisors LLC02-05-2018
Jeff Wayne GrafARGI Investment Services, LLCADP Broker-Dealer, Inc.09-29-2017
William James DervinMutual of Omaha Investor Services, Inc.Allstate Financial Services, LLC07-22-2019
Barry Alaric SaturdayLincoln Financial Securities CorporationAllstate Financial Services, LLC04-10-2019
Dennis F. GrothausLincoln Financial Securities CorporationAllstate Financial Services, LLC$2501-08-2019
John Patrick SchmidtMoney Concepts Capital CorpAmerican Equity Investment Corporation09-16-2015
John Bradley StillwagonAlexander Investment Services Co.American Funds Distributors, Inc.04-01-2012
Emory Gary, Judy MorrisonLPL Financial LLCAmerican Portfolios$13106-02-2017
Debra Ann WoodardAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Taylor Grant CollinsEdward JonesAmeriprise Financial Services, Inc.04-03-2017
Timothy A. WissingHonkamp Krueger Financial Services IncAmeriprise Financial Services, Inc.11-09-2015
Marguerita M. Cheng, Sameer S. SomalBlue Ocean Global WealthAmeriprise Financial Services, Inc.11-26-2013
Gary BouchWaddell & ReedAmeriprise Financial Services, Inc.$5704-22-2013
Dennis Crowder DixonLPL Financial LLCAmeriprise Financial Services, Inc.07-16-2012
Barry S. SteeleRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$2507-06-2012
Thomas Michael WrightLPL Financial LLCAmeriprise Financial Services, Inc.05-29-2012
Bradley Graham BarnettLPL Financial LLCAmeriprise Financial Services, Inc.12-03-2010
Shannon Renee RainesJ.J.B. Hilliard, W.L. Lyons, LLCAmeriprise Financial Services, Inc.09-03-2009
William James SealeyRoyal Alliance Associates, Inc.Ameritas Investment Corp.08-18-2017
Jason Scott YoungRoyal Alliance Associates, Inc.Ameritas Investment Corp.08-18-2017
William Benjamin Hardigg IIIARGI Investment Services, LLCAmeritas Investment Corp.06-29-2012
Emily A. SpendloveJ.P. Morgan Securities LLCAPW Capital, Inc.06-20-2016
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Showing 1 to 25 of 764 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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