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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David M WinerAccess Wealth Management, Inc.Silver Pine Capital, LLC11-05-2018
Nathan D. SlyhAcuity Wealth Management AdvisorsTIAA-CREF Individual & Institutional Services, LLC07-16-2018
Adam Martin HeckmanAdvisory Services NetworkStratos Wealth Partners, Ltd03-23-2018
Roger D. Smothers Jr.AE Wealth Management, LLCTransamerica Financial Advisors, Inc08-05-2019
Kevin Patrick GerbersAE Wealth Management, LLCAE Wealth Management, LLC02-26-2019
Mark Thomas LamkinAE Wealth Management, LLCLPL Financial LLC09-13-2018
Justin C JenkinsAE Wealth Management, LLCRegal Investment Advisors LLC02-13-2018
Ryan Scott CollettAlexander Investment Services Co.Raymond James Financial Services, Inc.01-16-2018
John Bradley StillwagonAlexander Investment Services Co.American Funds Distributors, Inc.04-01-2012
John M FrymireAlexander Investment Services Co.Morgan Stanley & Co. LLC$5005-08-2009
Daniel Lee ShuckAllstate Financial Advisors, LLCMorgan Stanley05-24-2017
Joseph Roy VolpiAllstate Financial Services, LLCThrivent Investment Management Inc.08-07-2019
Donald Howard HartAllstate Financial Services, LLCOneAmerica Securities, Inc.12-20-2018
James Lavern RussellAllstate Financial Services, LLCNYLIFE Securities LLC07-11-2018
Charles Oliver Pickett Jr.Allstate Financial Services, LLCCetera Advisor Networks LLC$1005-24-2018
Barry Alaric SaturdayAllstate Financial Services, LLCMCF Advisors, LLC11-30-2017
Tom William LilleyAllstate Financial Services, LLCMWA Financial Services Inc.11-14-2017
Charles Kirby CopasAllstate Financial Services, LLCCambridge Investment Research, Inc.$5007-20-2017
Emily C. HarrisAllstate Financial Services, LLCForesters Financial Services, Inc.05-17-2017
Paidemoyo Brian CharasikaAllstate Financial Services, LLCThe Prudent Expert LLC12-14-2016
William James DervinAllstate Financial Services, LLCNationwide Securities, LLC08-25-2016
Christopher Kevin LeeAllstate Financial Services, LLCState Farm VP Management Corp.02-12-2016
Melissa Anne EdmondsAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-21-2015
Dennis F. GrothausAllstate Financial Services, LLCAllstate Financial Services, LLC09-16-2014
William Brown Cox Sr.Allstate Financial Services, LLCMML Investors Services, LLC$10008-20-2014
Next Page »

Showing 1 to 25 of 1,466 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.