Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack Michael Cloyd1st Global Capital Corp.HD Vest Investment Services01-04-2017
Ryan Scott CollettAlexander Investment Services Co.Raymond James Financial Services, Inc.01-16-2018
John Bradley StillwagonAlexander Investment Services Co.American Funds Distributors, Inc.04-01-2012
John M FrymireAlexander Investment Services Co.Morgan Stanley & Co. LLC$5005-08-2009
Daniel Lee ShuckAllstate Financial Advisors, LLCMorgan Stanley05-24-2017
Donald Howard HartAllstate Financial Services, LLCOneAmerica Securities, Inc.12-20-2018
Charles Oliver Pickett Jr.Allstate Financial Services, LLCCetera Advisor Networks LLC$1005-24-2018
Christopher Kevin LeeAllstate Financial Services, LLCState Farm VP Management Corp.02-12-2016
William Brown Cox Sr.Allstate Financial Services, LLCMML Investors Services, LLC$10008-20-2014
Anthony Edward RobinetteAllstate Financial Services, LLCChase Investment Services Corp.$5006-07-2010
Douglas William WarstlerAllstate Financial Services, LLCBanc of America Investment Services, Inc.07-29-2009
Rebecca Mccord CombsAmerican Fidelity Securities, Inc.Uvest Financial Services Group, Inc.07-01-2009
Terry L. SmallwoodAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC07-12-2019
Robert Edward Armstrong Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2019
Neil Abney, Trisha AbneyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-14-2018
Colleen Kelly AbateAmeriprise Financial Services, Inc.ARGI Investment Services, LLC09-26-2018
Neil O. AbneyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-14-2018
Trisha Ann AbneyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2018
Elizabeth Ann BradshawAmeriprise Financial Services, Inc.Investment Professionals, Inc.$1009-11-2018
Justin Michael MarksAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Jodi Lee SeddonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15008-10-2018
Jesse Carl TaylorAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-27-2018
Jefferson Lester MullinsAmeriprise Financial Services, Inc.INVESTMENT PROFESSIONALS, INC.$15006-22-2018
Roger Lee PattersonAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5006-22-2018
Randal Jordan KingAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
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Showing 1 to 25 of 772 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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