Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne Maleva ShawWoodbury Financial Services, Inc.Natcity Investments, Inc.$50001-05-2009
James Gregory GibbsSummit Brokerage Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50001-06-2009
Amanda Wells SchmutteU.S. Bancorp Investments, Inc.Chase Investment Services Corp.01-07-2009
Richard Moreh Mitchell Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$15001-09-2009
Scott Anderson KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$15001-09-2009
Lisa Marie ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$18701-09-2009
Matthew Steven KittellH&R Block Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25001-09-2009
Thomas Michael WrightH&R Block Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Robert Douglas Roar Jr.Edward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-16-2009
Gary G Bouch Jr.H&R Block Financial Advisors, Inc.UBS Financial Services Inc.$50001-30-2009
Thomas Brock LloydChase Investment Services Corp.MetLife Securities Inc.02-01-2009
Russell Hilary CottonRaymond James & Associates, Inc.Sterne, Agee & Leach, Inc.$10002-06-2009
Barton Drew RudolphJ.J.B. Hilliard, W.L. Lyons, LLCWoodbury Financial Services, Inc.$10002-06-2009
Darrin Blake RudolphJ.J.B. Hilliard, W.L. Lyons, LLCWoodbury Financial Services, Inc.$50002-06-2009
William Robert McCormickRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-20-2009
Ryan Mathew McCannUBS Financial Services Inc.Citigroup Global Markets Inc.$25002-24-2009
Matthew Stephen ArnettArnett Financial GroupAlton Securities Group Inc.02-24-2009
Stephen G WilkinsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley & Co. Incorporated03-02-2009
Kenneth Cecil KinmanValMark Securities, Inc.Broadview Financial Advisors, LLC03-03-2009
Gavin T. GleasonJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-06-2009
David Charles BetzWaddell & ReedMorgan Stanley & Co. Incorporated03-10-2009
Thomas Bell MorrisNorthwestern Mutual Investment Services, LLCBB&T Investment Services, Inc.03-11-2009
Michael Wayne MoranvilleRaymond James & Associates, Inc.Citigroup Global Markets Inc.$50003-13-2009
Thomas Andrew BryantWoodbury Financial Services, Inc.Morgan Stanley & Co. LLC03-13-2009
David Campbell BuggJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-17-2009
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Showing 1 to 25 of 1,395 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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