Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Keith UlrichWaddell & ReedPNC Investments07-12-2010
Aaron Leigh WittenCambridge Investment Research, Inc.Legend Equities Corporation$10001-04-2016
Abraham Louis Kawaja IIISummit Brokerage Services, Inc.NYLIFE Securities LLC10-06-2014
Adam B. WeinerLPL Financial LLCFSC Securities Corporation05-09-2019
Adam ChustzEdward JonesStifel, Nicolaus & Company, Incorporated$19302-13-2018
Adam Francis ReeseAmeriprise Financial Services, Inc.Edward Jones08-13-2019
Adam HeckmanFifth Third SecuritiesLPL Financial LLC$8401-27-2017
Adam Martin HeckmanAdvisory Services NetworkStratos Wealth Partners, Ltd03-23-2018
Adam Martin HeckmanStratos Wealth Partners, LtdLPL Financial LLC01-27-2017
Adam Martin HeckmanFifth Third Securities, Inc.J.P. Morgan Securities LLC08-03-2016
Adam Nicholas HornekARGI Investment Services, LLCNational Planning Corporation01-27-2010
Adam O'Dell CoopIndependent Financial PartnersLPL Financial LLC10-25-2019
Adam O'Dell CoopLPL Financial LLCFifth Third Securities, Inc.$50006-30-2011
Alan David ChildsJ.P. Morgan Securities LLCStrategic Advisers LLC12-20-2017
Albert Herman KaplanLPL Financial LLCTriad Advisors LLC$50009-27-2019
Alex Jordan PerkinsJ.P. Morgan Securities LLCJefferson National Securities Corporation05-09-2016
Alex LindermanFifth Third Securities, Inc.PNC Investments02-06-2019
Alex LindermanPNC InvestmentsSagePoint Financial, Inc.05-13-2011
Alex M. WagnerJ.P. Morgan Securities LLCAvantax Investment Services, Inc.$25002-01-2019
Alex P LindlePrivate Client Services, LLCWoodbury Financial Services, Inc.$50005-03-2010
Alexander Louis CrawfordEdward JonesFidelity Personal and Workplace Advisors11-12-2018
Alexandra Corrine BoonMorgan StanleyUBS Financial Services Inc.08-21-2019
Allen Johnston BaheBahe Farnsley AdvisorsSoutheast Investments, N.C., Inc.09-28-2017
Allen Johnston BaheSoutheast Investments, N.C., Inc.L.M. Kohn & Company06-30-2016
Allen Johnston BaheCommonwealth Financial Advisors, LLCWealthMD Corporation02-22-2010
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Showing 1 to 25 of 1,394 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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