Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Joseph MoriartyPNC InvestmentsPruco Securities, LLC.12-11-2018
Nathan Aaron BayCUSO Financial Services, L.P.Thrivent Investment Management Inc.12-10-2018
Stokes Andrew BairdWells Fargo Clearing Services, LLCMorgan Stanley12-07-2018
Robert Emmett Faesy Jr.Fortune Financial Services, Inc.Securities America, Inc.11-30-2018
Steven Andrew CoyneLPL Financial LLCJackson National Life Distributors LLC11-30-2018
Joseph Louis HeintzmanMML Investors Services, LLCW&S Brokerage Services, Inc.$10011-29-2018
Jeffrey Clayton MeadorsMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.$15011-27-2018
Ganna KravchukMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-21-2018
Marcia Johnson CammackKestra Investment Services, LLCMWM ADVISORY$1011-16-2018
Nathan David McNultyKestra Investment Services, LLCMWM ADVISORY11-16-2018
Laura A. DuffEdward JonesWells Fargo Clearing Services, LLC11-16-2018
Alexander Louis CrawfordEdward JonesFidelity Brokerage Services LLC11-12-2018
John Anthony Germinario Jr.Morgan StanleyThrivent Investment Management Inc.11-09-2018
Erik Timothy FlaigLPL Financial LLCJ.P. Morgan Securities LLC11-02-2018
Eugene CoxWoodbury Financial Services, Inc.MML Investors Services, LLC11-02-2018
Elliot TreeceStifel, Nicolaus & Company, IncorporatedEdward Jones$8711-01-2018
Martin "Kye" NicholsStifel, Nicolaus & Company, IncorporatedEdward Jones$5311-01-2018
John L. CadwellRaymond James Financial Services, Inc.BB&T Securities, LLC10-30-2018
John Shannon SaunierRaymond James Financial Services, Inc.Edward Jones10-22-2018
Elliot Clayton TreeceStifel, Nicolaus & Company, IncorporatedEdward Jones$15010-19-2018
Nicola Domenico DipaoloCambridge Investment Research, Inc.VALIC Financial Advisors, Inc.10-19-2018
Thomas Michael SmithLPL Financial LLCWaddell & Reed09-28-2018
Colleen Kelly AbateAmeriprise Financial Services, Inc.ARGI Investment Services, LLC09-26-2018
Sherry Holley, Ginger Ford, Savannah HolleyRaymond JamesHilliard Lyons$22009-25-2018
Sherry Denise HolleyRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15009-25-2018
« Previous PageNext Page »

Showing 51 to 75 of 756 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.