Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Andrew LaughlinLPL Financial LLCAmeriprise Financial Services, Inc.11-19-2019
Steven Curtis BoothSpectrum Financial Alliance, Ltd., L.L.C.Ameriprise Financial Services, Inc.07-25-2019
Douglas Edward MyersWaycross Partners, LLCAmeriprise Financial Services, Inc.06-27-2019
Gavin Reed FoxJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.05-15-2019
Taylor Grant CollinsEdward JonesAmeriprise Financial Services, Inc.04-03-2017
Timothy A. WissingHonkamp Krueger Financial Services IncAmeriprise Financial Services, Inc.11-09-2015
Michael Alan BinzMorgan StanleyAmeriprise Financial Services, Inc.06-12-2014
Kyle Andrew JenningsPNC InvestmentsAmeriprise Financial Services, Inc.04-02-2014
Michael David ElderARGI Investment Services, LLCAmeriprise Financial Services, Inc.05-10-2013
John Thomas LeeLPL Financial LLCAmeriprise Financial Services, Inc.03-15-2013
Thomas Michael WrightLPL Financial LLCAmeriprise Financial Services, Inc.05-29-2012
Kevin Brian CollinsPNC InvestmentsAmeriprise Financial Services, Inc.03-17-2010
Neil Abney, Trisha AbneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10009-14-2018
Joseph Louis Heintzman Jr.W&S Brokerage Services, Inc.Ameriprise Financial Services, Inc.$10006-20-2017
Dennis Crowder DixonLPL Financial LLCAmeriprise Financial Services, Inc.$10007-16-2012
Shannon Renee RainesJ.J.B. Hilliard, W.L. Lyons, LLCAmeriprise Financial Services, Inc.$10009-03-2009
Robert Jay ShepherdLPL Financial LLCAmeriprise Financial Services, Inc.$25008-12-2019
Barry S. SteeleRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$25007-06-2012
Matthew Steven KittellChase Investment Services Corp.Ameriprise Financial Services, Inc.$25003-31-2011
Bradley Graham BarnettLPL Financial LLCAmeriprise Financial Services, Inc.$25012-03-2010

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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