Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Ryan HoskingPNC InvestmentsChase Investment Services Corp.11-05-2012
Suzanne Andrea BaysWells Fargo Clearing Services, LLCChase Investment Services Corp.09-28-2012
Robert Cyrus Blades Jr.Strategic Advisers LLCChase Investment Services Corp.08-30-2012
Kenneth Robert WoodenEdward JonesChase Investment Services Corp.06-01-2012
William Platt CornettWells Fargo Clearing Services, LLCChase Investment Services Corp.10-14-2011
Michael Roberts FlowersPNC InvestmentsChase Investment Services Corp.$3707-21-2011
Matthew Paul GieslerU.S. Bancorp Investments, Inc.Chase Investment Services Corp.07-12-2011
Chester Anthony WinnU.S. Bancorp Investments, Inc.Chase Investment Services Corp.06-30-2011
Tammi Adele DaubyU.S. Bancorp Investments, Inc.Chase Investment Services Corp.06-30-2011
Suzanne Rae WohlfeldFifth Third Securities, Inc.Chase Investment Services Corp.03-23-2011
Ashley Marie BrownAllstate Financial Services, LLCChase Investment Services Corp.03-03-2011
Nathan W RainboltU.S. Bancorp Investments, Inc.Chase Investment Services Corp.02-28-2011
Jennifer M HoneycuttPNC InvestmentsChase Investment Services Corp.01-24-2011
Jake R PowersPNC InvestmentsChase Investment Services Corp.01-06-2011
Michael Todd PeavlerLPL Financial LLCChase Investment Services Corp.12-17-2010
Sandra Kay AullLPL Financial LLCChase Investment Services Corp.11-03-2010
Tracy Gene CooperProEquities, Inc.Chase Investment Services Corp.10-12-2010
Amy Kathleen WiitalaAmeriprise Financial Services, Inc.Chase Investment Services Corp.$5008-20-2010
Josh Jerome HenryPNC InvestmentsChase Investment Services Corp.08-19-2010
Clinton Kyle CarrierPNC InvestmentsChase Investment Services Corp.07-12-2010
Trenton Eugene FindleyPNC InvestmentsChase Investment Services Corp.06-10-2010
Anthony Edward RobinetteAllstate Financial Services, LLCChase Investment Services Corp.$10006-07-2010
Rebecca Mayer HernFifth Third Securities, Inc.Chase Investment Services Corp.10-22-2009
Randall Lee CreechLPL Financial LLCChase Investment Services Corp.09-02-2009
Sherri Renee RobinsonFifth Third Securities, Inc.Chase Investment Services Corp.05-06-2009
Next Page »

Showing 1 to 25 of 26 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.