Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura Kay RollingLPL Financial LLCFifth Third Securities, Inc.10-20-2017
Nicholas James GrimmWells Fargo Clearing Services, LLCFifth Third Securities, Inc.08-04-2017
Beau David MankinLPL Financial LLCFifth Third Securities, Inc.06-13-2017
Laurel Ann MarkleyAmeriprise Financial Services, Inc.Fifth Third Securities, Inc.05-11-2017
Adam Martin HeckmanLPL Financial LLCFifth Third Securities, Inc.01-27-2017
Bryce Howard LanhamCetera Advisor Networks LLCFifth Third Securities, Inc.12-22-2016
Thomas Herbert HarrisMoney Concepts Capital CorpFifth Third Securities, Inc.10-03-2016
Justin Nathaniel PerkinsCUSO Financial Services, L.P.Fifth Third Securities, Inc.$15008-01-2016
Thomas Michael CarpenterL.M. Kohn & CompanyFifth Third Securities, Inc.06-10-2016
James Alan TurkPrivate Advisor Group, LLCFifth Third Securities, Inc.04-07-2016
Jennifer Lane WilsonRaymond James Financial Services, Inc.Fifth Third Securities, Inc.01-26-2016
Elliott Edward ClarkThe Huntington Investment CompanyFifth Third Securities, Inc.$2509-11-2015
Mark David JosaitisJ.P. Morgan Securities LLCFifth Third Securities, Inc.$5009-11-2015
Michael Anthony CombsLPL Financial LLCFifth Third Securities, Inc.08-05-2015
Christopher Daniel BrisonBB&T INVESTMENT SERVICES, INC.Fifth Third Securities, Inc.08-03-2015
Brandon Joseph MillerThe Huntington Investment CompanyFifth Third Securities, Inc.05-26-2015
Michael Joseph TolleThe Huntington Investment CompanyFifth Third Securities, Inc.$15010-09-2014
Kevin Durrelle Haggard Sr.HD Vest Investment ServicesFifth Third Securities, Inc.$110-01-2014
Jeremy Monroe SicklesLPL Financial LLCFifth Third Securities, Inc.$2504-28-2014
Joshua James GallowayRaymond James Financial Services, Inc.Fifth Third Securities, Inc.04-17-2014
Robert William HillAllstate Financial Advisors, LLCFifth Third Securities, Inc.01-27-2014
Rebecca Mayer HernUBS Financial Services Inc.Fifth Third Securities, Inc.01-21-2014
Justin David RossJ.P. Morgan Securities LLCFifth Third Securities, Inc.09-05-2013
Brian W RamseyLPL Financial LLCFifth Third Securities, Inc.06-05-2013
Joshua Robert WichmanPNC InvestmentsFifth Third Securities, Inc.11-29-2012
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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