Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cindi Ashley BosleyMML Investors Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15006-22-2009
Kevin Charles CrahanLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC07-31-2009
Tom Earl Barnes Sr.Wells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15011-19-2010
Thomas Earl Barnes Jr.Wells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC11-19-2010
Regina Gail Parsley-ByrdU.S. Bancorp Investments, Inc.J.J.B. Hilliard, W.L. Lyons, LLC11-29-2010
Ann Page BeardU.S. Bancorp Investments, Inc.J.J.B. Hilliard, W.L. Lyons, LLC11-29-2010
Richard Blaine Slade IILPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC12-20-2010
Daniel Robert MacleanRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC05-19-2011
Kelli A Ann PriceUBS Financial Services Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15006-15-2011
Robert Bosley Cregor Jr.Wells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC07-01-2011
Devin Burton TweedLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC12-01-2011
Jaime Marie PylesFifth Third Securities, Inc.J.J.B. Hilliard, W.L. Lyons, LLC07-02-2012
Rebecca Michelle FloydWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC07-16-2012
Eugene Clifford RichardsonLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC$5005-19-2014
James Scott MorrisonLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC$1005-19-2014
Brenton E. DittoLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC$10010-30-2014
Katie Elizabeth PfeiferARGI Investment Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC11-14-2014
Bradley Mark HowardLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC08-17-2016
Brad Allen KnightRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$2501-20-2017
Bret T. AngelucciKeystone Financial Group, LLCJ.J.B. Hilliard, W.L. Lyons, LLC04-11-2017
James Spencer TemplinLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC06-16-2017
Katherine Graham KicklighterAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$6906-23-2017
Charles David PhelpsAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$5010-13-2017
Michael James SnyderAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15011-17-2017
Frederick W Snyder Jr.Ameriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15011-17-2017
Next Page »

Showing 1 to 25 of 31 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.