Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randall J. RaweCommonwealth Financial NetworkLincoln Financial Securities Corporation01-23-2018
Bradley D. HollandProEquities, Inc.Lincoln Financial Securities Corporation08-29-2017
David Allen WoodFSC Securities CorporationLincoln Financial Securities Corporation08-15-2017
Charles Philip ClarkPrivate Advisor Group, LLCLincoln Financial Securities Corporation06-30-2014
Jeremy Grant TincherPrivate Advisor Group, LLCLincoln Financial Securities Corporation06-30-2014
James Scott Sullivan Jr.Private Advisor Group, LLCLincoln Financial Securities Corporation06-30-2014
Gerald P. GoetzPrivate Advisor Group, LLCLincoln Financial Securities Corporation06-30-2014
James Edmond DortchIndependent Financial PartnersLincoln Financial Securities Corporation12-17-2012
Brian Harding DawahareIndependent Financial PartnersLincoln Financial Securities Corporation12-17-2012
Barry Philip MeyersAdvantage Investment ManagementLincoln Financial Securities Corporation03-29-2012
Michael Anthony KingCetera Advisors LLCLincoln Financial Securities Corporation01-03-2012
David Cummins McManusHighland Capital Advisors, LLCLincoln Financial Securities Corporation10-21-2011
Donald Lee GartonAdvantage Investment ManagementLincoln Financial Securities Corporation10-25-2010
Jonathan D. KingEdward JonesLincoln Financial Securities Corporation08-21-2009
Michael Lee JonesLincoln Financial Securities CorporationLincoln Financial Securities Corporation$25006-01-2009
Randall Leo FranklinLPL Financial LLCLincoln Financial Securities Corporation$28312-02-2011

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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