Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Paul PusateriMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Gary R. GriggMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Brian Keith PangburnMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
John Galbraith DuncanMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Todd William TwymanMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Maryann PietromonacoMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Rachel Duncan SmithMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Christopher Ross MeriwetherMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Christopher DoltMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Corinne S HemesathMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Suzanne Elaine FigueredoMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John M FrymireAlexander Investment Services Co.Morgan Stanley & Co. LLC$5005-08-2009
Lisa Marie Clark, Scott Anderson KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-09-2009

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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