Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wesley Alan GershAmeriprise Financial Services, Inc.1st Global Capital Corp.$3810-28-2016
Debra Ann WoodardAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Colleen Kelly AbateAmeriprise Financial Services, Inc.ARGI Investment Services, LLC09-26-2018
Amy Kathleen WiitalaAmeriprise Financial Services, Inc.Chase Investment Services Corp.08-20-2010
Byron Keith AkersAmeriprise Financial Services, Inc.Edward Jones$1006-09-2017
David A. SuttonAmeriprise Financial Services, Inc.Edward Jones06-19-2014
Jonathan Robert LitmerAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC04-24-2018
Emma Catherine MullinsAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC05-04-2017
Jon Christopher WaldeckAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Shaleen Renee NewtonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Elizabeth Ann BradshawAmeriprise Financial Services, Inc.Investment Professionals, Inc.$1009-11-2018
Justin Michael MarksAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Jesse Carl TaylorAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-27-2018
Jefferson Lester MullinsAmeriprise Financial Services, Inc.INVESTMENT PROFESSIONALS, INC.$15006-22-2018
Roger Lee PattersonAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5006-22-2018
Randal Jordan KingAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
Charles William Hall Jr.Ameriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
Michael Patrick Estes IIAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
James Hibbert WatsonAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC06-08-2018
Michael James SnyderAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15011-17-2017
Frederick W Snyder Jr.Ameriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15011-17-2017
Bingjing XuAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC11-17-2017
Charles David PhelpsAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$5010-13-2017
Katherine Graham KicklighterAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$6906-23-2017
Jodi Lee SeddonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15008-10-2018
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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