Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raleigh Dayton Ryser IIICambridge Investment Research, Inc.Securities Service Network, LLC$1008-03-2020
John Thomas ClarkCambridge Investment Research, Inc.Nationwide Securities, LLC07-01-2020
Daryl Gregory RegenauerCambridge Investment Research, Inc.FSC Securities Corporation$5010-04-2019
Jim Alan YockeyCambridge Investment Research, Inc.Next Financial Group, Inc.$2508-20-2019
William George MeyerCambridge Investment Research, Inc.LPL Financial LLC$10012-01-2017
Raymond G StrothmanCambridge Investment Research, Inc.LPL Financial LLC12-01-2017
William George CarrollCambridge Investment Research, Inc.LPL Financial LLC12-01-2017
Ryan Frank AntepenkoCambridge Investment Research, Inc.INVEST Financial Corporation$5010-16-2017
Michael Robert JoksimovicCambridge Investment Research, Inc.MML Investors Services, LLC$5007-24-2017
Patrick James GaughanCambridge Investment Research, Inc.MML Investors Services, LLC07-24-2017
Michael Chase CaudillCambridge Investment Research, Inc.LPL Financial LLC05-11-2017
Randall Wayne KnapmeyerCambridge Investment Research, Inc.PKS Advisory Services, LLC$25009-06-2016
Aaron Leigh WittenCambridge Investment Research, Inc.Legend Equities Corporation01-04-2016
Stan Gene WagnerCambridge Investment Research, Inc.ProEquities, Inc.$2501-04-2016
David Allen DedmanCambridge Investment Research, Inc.Triad Advisors LLC06-26-2015
Daniel Christopher MoyersCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc11-08-2010

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.