Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert William WendlerChase Investment Services Corp.Morgan Stanley06-11-2012
Ryan Kelly DuganChase Investment Services Corp.PNC Investments09-01-2011
Dustin Blake LuckettChase Investment Services Corp.U.S. Bancorp Investments, Inc.$1006-01-2011
Matthew Steven KittellChase Investment Services Corp.Ameriprise Financial Services, LLC$2503-31-2011
Matthew Dolan HaneyChase Investment Services Corp.Foresters Financial Services, Inc.$1002-01-2011
Jami HernandezChase Investment Services Corp.PNC Investments01-24-2011
Ryan Charles McDanielChase Investment Services Corp.Edward Jones10-25-2010
Teresa Tompkins AppellChase Investment Services Corp.PNC Investments06-30-2010
Kenneth Robert WoodenChase Investment Services Corp.American Funds Distributors, Inc.06-21-2010
Kyle Robert WardChase Investment Services Corp.Citigroup Global Markets Inc.06-01-2010
Clinton K. CarrierChase Investment Services Corp.PNC Investments02-09-2010
Tony Ross EdelenChase Investment Services Corp.MetLife Securities Inc.12-30-2009
Katie J. ReevesChase Investment Services Corp.Key Investment Services LLC09-22-2009
Leo Andrew Gies IIIChase Investment Services Corp.Woodbury Financial Services, Inc.06-01-2009
Thomas Brock LloydChase Investment Services Corp.MetLife Securities Inc.02-01-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.