Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Monica P. TaylorJ.J.B. Hilliard, W.L. Lyons, LLCWells Fargo Clearing Services, LLC$1,00007-23-2018
Jordan Ryan BieryJ.J.B. Hilliard, W.L. Lyons, LLCJ.P. Morgan Securities LLC04-26-2018
Zackary Stuart William SmithJ.J.B. Hilliard, W.L. Lyons, LLCINVEST Financial Corporation06-21-2017
Latham Chase SpeidenJ.J.B. Hilliard, W.L. Lyons, LLCPNC Investments01-25-2016
Robert Christopher Michael ReamesJ.J.B. Hilliard, W.L. Lyons, LLCJ.P. Morgan Securities LLC12-02-2015
James Lawrence Ivey IIIJ.J.B. Hilliard, W.L. Lyons, LLCNorthwestern Mutual Investment Services, LLC10-02-2015
Jacqueline RoweJ.J.B. Hilliard, W.L. Lyons, LLCARGI Investment Services, LLC12-08-2014
Laurel Marie LeeJ.J.B. Hilliard, W.L. Lyons, LLCWaddell & Reed10-17-2013
Shawn Mitchell PerryJ.J.B. Hilliard, W.L. Lyons, LLCWells Fargo Clearing Services, LLC$15009-12-2013
Harold Matthew Schmitt IIJ.J.B. Hilliard, W.L. Lyons, LLCWells Fargo Clearing Services, LLC$10009-12-2013
Michael Lynn JenningsJ.J.B. Hilliard, W.L. Lyons, LLCWells Fargo Clearing Services, LLC09-12-2013
Nathan D. RicheyJ.J.B. Hilliard, W.L. Lyons, LLCWells Fargo Clearing Services, LLC09-12-2013
Joshua J. MarsonJ.J.B. Hilliard, W.L. Lyons, LLCWells Fargo Clearing Services, LLC09-12-2013
Angela Larae TaylorJ.J.B. Hilliard, W.L. Lyons, LLCRaymond James Financial Services Advisors, Inc$10005-01-2013
Steven Joseph SmithJ.J.B. Hilliard, W.L. Lyons, LLCRaymond James Financial Services Advisors, Inc05-01-2013
Sean Michael MirandaJ.J.B. Hilliard, W.L. Lyons, LLCRaymond James Financial Services, Inc.05-01-2013
Dwayne Wesley PowellJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2013
David Wendel GlassJ.J.B. Hilliard, W.L. Lyons, LLCEdward Jones01-18-2013
Kevin Wilson SpeasJ.J.B. Hilliard, W.L. Lyons, LLCRBC Capital Markets, LLC$5007-12-2012
William Andrew Hawley Jr.J.J.B. Hilliard, W.L. Lyons, LLCWells Fargo Clearing Services, LLC08-05-2011
Gary Ralph WimsattJ.J.B. Hilliard, W.L. Lyons, LLCMorgan Stanley$10002-04-2011
Valoria Lynn BaileyJ.J.B. Hilliard, W.L. Lyons, LLCMorgan Stanley12-04-2009
Shannon Renee RainesJ.J.B. Hilliard, W.L. Lyons, LLCAmeriprise Financial Services, Inc.09-03-2009
Wayne Scott DuncanJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$5004-27-2009
Larry Winford CrosthwaiteJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$5004-24-2009
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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