Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shannon Renee RainesJ.J.B. Hilliard, W.L. Lyons, LLCAmeriprise Financial Services, LLC09-03-2009
Jacqueline RoweJ.J.B. Hilliard, W.L. Lyons, LLCARGI Investment Services, LLC12-08-2014
Stephen S. PittsJ.J.B. Hilliard, W.L. Lyons, LLCBB&T Investment Services, Inc.05-12-2014
Karl Henry HeckenbergJ.J.B. Hilliard, W.L. Lyons, LLCCharles Schwab & Co., Inc.$10007-17-2015
Wayne Scott DuncanJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$5004-27-2009
Anthony Joseph Tillman IIIJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$2504-24-2009
Joe Martin BryantJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.04-24-2009
Gary Warren DetrazJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.04-24-2009
Sergius Thomas OgdenJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.04-24-2009
Larry Winford CrosthwaiteJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$5004-24-2009
Margaret Marie SavageJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.04-24-2009
Joseph Roy VolpiJ.J.B. Hilliard, W.L. Lyons, LLCCSSC Brokerage Services, Inc.03-01-2013
Michael Allen SparksJ.J.B. Hilliard, W.L. Lyons, LLCDMG Securities, Inc.06-03-2013
David Wendel GlassJ.J.B. Hilliard, W.L. Lyons, LLCEdward Jones01-18-2013
Caroline Gardner CamenischJ.J.B. Hilliard, W.L. Lyons, LLCFidelity Brokerage Services LLC06-01-2012
Brian Edward GainerJ.J.B. Hilliard, W.L. Lyons, LLCInvesco Distributors, Inc.04-20-2015
Zackary Stuart William SmithJ.J.B. Hilliard, W.L. Lyons, LLCINVEST Financial Corporation06-21-2017
Erik Paul GeiserJ.J.B. Hilliard, W.L. Lyons, LLCJ.J.B. Hilliard, W.L. Lyons, LLC10-31-2013
Jordan Ryan BieryJ.J.B. Hilliard, W.L. Lyons, LLCJ.P. Morgan Securities LLC$104-26-2018
Dustin Blake LuckettJ.J.B. Hilliard, W.L. Lyons, LLCJ.P. Morgan Securities LLC07-24-2017
Robert Christopher Michael ReamesJ.J.B. Hilliard, W.L. Lyons, LLCJ.P. Morgan Securities LLC12-02-2015
Jason A. StuberJ.J.B. Hilliard, W.L. Lyons, LLCJ.P. Morgan Securities LLC11-26-2012
Dwayne Wesley PowellJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2013
Jacqueline Ann LambJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2013
Andrew Charles BeckerJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.