Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Alan BinzLPL Financial LLCWells Fargo Clearing Services, LLC$5010-07-2020
James Duncan McGaryLPL Financial LLCCUNA Brokerage Services, Inc.09-08-2020
Kyle Philip RoyLPL Financial LLCAIG Capital Services, Inc.07-07-2020
Shannon Michael TracyLPL Financial LLCState Farm VP Management Corp.06-19-2020
Timothy William RisherLPL Financial LLCInvestacorp Advisory Services Inc06-08-2020
Patrick James KellyLPL Financial LLCThe O.N. Equity Sales Company05-05-2020
James Daniel BlandfordLPL Financial LLCCetera Investment Advisers LLC02-11-2020
Jason Ray BerryLPL Financial LLCEdward Jones01-10-2020
Lucas Daniel McavoyLPL Financial LLCEdward Jones01-08-2020
David Elroy RobersonLPL Financial LLCRaymond James & Associates, Inc.12-17-2019
Brent Allen HarpsterLPL Financial LLCGoldenrod Financial LLC12-11-2019
Paul Joseph HaireLPL Financial LLCAvantax Investment Services, Inc.$2511-18-2019
James Alan BradenLPL Financial LLCAvantax Investment Services, Inc.11-18-2019
Dylan Ray BrooksLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-05-2019
Albert Herman KaplanLPL Financial LLCTriad Advisors LLC$5009-27-2019
Trenton Dane RandallLPL Financial LLCFSC Securities Corporation$909-05-2019
Mark Stephen HansonLPL Financial LLCSA Stone Wealth Management Inc.08-21-2019
Robert Jay ShepherdLPL Financial LLCAmeriprise Financial Services, LLC$2508-12-2019
Michael Glenn CatlettLPL Financial LLCEdward Jones06-13-2019
Sean Michael HurleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2019
Hunter Mirek BoydLPL Financial LLCMML Investors Services, LLC05-01-2019
Christopher M GongolaLPL Financial LLCB. Riley Wealth Management04-05-2019
Kenneth Gene BaizeLPL Financial LLCAmerican Equity Investment Corporation04-01-2019
Steven Andrew CoyneLPL Financial LLCJackson National Life Distributors LLC11-30-2018
Erik Timothy FlaigLPL Financial LLCJ.P. Morgan Securities LLC11-02-2018
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Showing 1 to 25 of 117 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.