Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Dale CountsLPL Financial LLC1st Global Capital Corp.$1009-02-2014
Steven Allen WheelerLPL Financial LLC1st Global Capital Corp.$1009-02-2014
Emory Gary, Judy MorrisonLPL Financial LLCAmerican Portfolios$13106-02-2017
Dennis Crowder DixonLPL Financial LLCAmeriprise Financial Services, Inc.07-16-2012
Thomas Michael WrightLPL Financial LLCAmeriprise Financial Services, Inc.05-29-2012
Bradley Graham BarnettLPL Financial LLCAmeriprise Financial Services, Inc.12-03-2010
Matthew Adam DayLPL Financial LLCBB&T Securities, LLC$5002-06-2018
David Michael WinebrennerLPL Financial LLCCetera Advisor Networks LLC$7708-03-2018
James Kurt MesserLPL Financial LLCCetera Advisor Networks LLC06-27-2018
Eddie Dewayne CoxLPL Financial LLCCitigroup Global Markets Inc.05-15-2009
Jack Ray Perry Jr.LPL Financial LLCCity Securities Corporation$20011-24-2015
Michael Layne Wilkerson IILPL Financial LLCCommonwealth Financial Network$2509-06-2018
Carl Edwin SmithLPL Financial LLCCSSC Brokerage Services, Inc.01-02-2014
Gregory A. SmithLPL Financial LLCCUNA Brokerage Services, Inc.03-19-2012
Eric Thomas HigdonLPL Financial LLCEdward Jones01-02-2019
Carroll Richard GosleeLPL Financial LLCEdward Jones$15004-27-2018
Angela Michelle DrakeLPL Financial LLCEdward Jones04-25-2016
Charles Allen GoldieLPL Financial LLCEdward Jones11-30-2012
Jeffrey Tabb ThomasLPL Financial LLCEdward Jones02-29-2012
Steven Douglas CookseyLPL Financial LLCEdward Jones12-15-2011
Bradley Shawn StatonLPL Financial LLCEdward Jones11-28-2011
Kenneth Edward ClarkLPL Financial LLCEdward Jones09-30-2011
Kerry Mason Cowan Jr.LPL Financial LLCEdward Jones$2501-28-2011
Chad E. GoodmanLPL Financial LLCEdward Jones11-22-2010
James Joseph ScullyLPL Financial LLCEdward Jones07-20-2010
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Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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