Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Dale CountsLPL Financial LLC1st Global Capital Corp.$1309-02-2014
Steven Allen WheelerLPL Financial LLC1st Global Capital Corp.09-02-2014
Kyle Philip RoyLPL Financial LLCAIG Capital Services, Inc.07-07-2020
Kenneth Gene BaizeLPL Financial LLCAmerican Equity Investment Corporation04-01-2019
Emory Gary Judy MorrisonLPL Financial LLCAmerican Portfolios Financial Services, Inc.$13106-02-2017
Robert Jay ShepherdLPL Financial LLCAmeriprise Financial Services, LLC$2508-12-2019
Dennis Crowder DixonLPL Financial LLCAmeriprise Financial Services, LLC07-16-2012
Thomas Michael WrightLPL Financial LLCAmeriprise Financial Services, LLC05-29-2012
Bradley Graham BarnettLPL Financial LLCAmeriprise Financial Services, LLC$2512-03-2010
Paul Joseph HaireLPL Financial LLCAvantax Investment Services, Inc.$2511-18-2019
James Alan BradenLPL Financial LLCAvantax Investment Services, Inc.11-18-2019
Christopher M GongolaLPL Financial LLCB. Riley Wealth Management04-05-2019
Jeremy Bryce AlexanderLPL Financial LLCBB&T Investment Services, Inc.01-09-2013
Matthew Adam DayLPL Financial LLCBB&T Securities, LLC$5002-06-2018
DAVID MICHAEL WINEBRENNER JrLPL Financial LLCCetera Advisor Networks LLC$7708-03-2018
James Daniel BlandfordLPL Financial LLCCetera Investment Advisers LLC02-11-2020
Robert William WendlerLPL Financial LLCChase Investment Services Corp.10-29-2012
Eddie Dewayne CoxLPL Financial LLCCitigroup Global Markets Inc.$2505-15-2009
Michael Layne Wilkerson IiLPL Financial LLCCommonwealth Financial Network09-06-2018
Carl Edwin SmithLPL Financial LLCCSSC Brokerage Services, Inc.01-02-2014
James Duncan McGaryLPL Financial LLCCUNA Brokerage Services, Inc.09-08-2020
Gregory A SmithLPL Financial LLCCUNA Brokerage Services, Inc.$2503-19-2012
Jason Ray BerryLPL Financial LLCEdward Jones01-10-2020
Lucas Daniel McavoyLPL Financial LLCEdward Jones01-08-2020
Michael Glenn CatlettLPL Financial LLCEdward Jones06-13-2019
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Showing 1 to 25 of 117 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.