Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam HeckmanLPL Financial LLCFifth Third Securities$8401-27-2017
Adam O'Dell CoopLPL Financial LLCFifth Third Securities, Inc.06-30-2011
Albert Herman KaplanLPL Financial LLCTriad Advisors, Inc.$5009-27-2019
Alicia Rose RoennowLPL Financial LLCSecurian Financial Services, Inc.05-11-2018
Angela Michelle DrakeLPL Financial LLCEdward Jones04-25-2016
Anne Leslie HornbackLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2010
Anthony J. FortLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC02-25-2019
Beau David MankinLPL Financial LLCFifth Third Securities, Inc.06-13-2017
Bradley Graham BarnettLPL Financial LLCAmeriprise Financial Services, Inc.12-03-2010
Bradley Mark HowardLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC08-17-2016
Bradley Shawn StatonLPL Financial LLCEdward Jones11-28-2011
Brenton E. DittoLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC$10010-30-2014
Byron Clyde KauffmanLPL Financial LLCSignator Investors, Inc.12-17-2018
Carl Edwin SmithLPL Financial LLCCSSC Brokerage Services, Inc.01-02-2014
Caroline KorteLPL Financial LLCRaymond James$8405-16-2016
Caroline Kridle KorteLPL Financial LLCRaymond James Financial Services, Inc.05-16-2016
Carroll Richard GosleeLPL Financial LLCEdward Jones$15004-27-2018
Chad E. GoodmanLPL Financial LLCEdward Jones11-22-2010
Charles Allen GoldieLPL Financial LLCEdward Jones11-30-2012
Charles Arthur EisenmannLPL Financial LLCUBS Financial Services Inc.$10005-20-2009
Charles Edwin Price IIILPL Financial LLCINVEST Financial Corporation02-14-2018
Dana S. BranhamLPL Financial LLCVALIC Financial Advisors, Inc.01-09-2019
David Michael WinebrennerLPL Financial LLCCetera Advisor Networks LLC$7708-03-2018
David PorterLPL Financial LLCWells Fargo Advisors$6611-10-2017
Deborah Roxane RaderLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
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Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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