Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Justin ByrneMoney Concepts Capital CorpSignator Investors, Inc.$25011-30-2011
Diane Dalton EvansMoney Concepts Capital CorpINVEST Financial Corporation11-09-2017
Gregory Wade GuemmerMoney Concepts Capital CorpResource Horizons Investment Advisory, Inc.$50010-21-2014
Jennifer Nicole Potter-QuillenMoney Concepts Capital CorpEdward Jones11-02-2015
Jerry Thomas MayesMoney Concepts Capital CorpLPL Financial LLC$25008-01-2013
John Patrick SchmidtMoney Concepts Capital CorpAmerican Equity Investment Corporation09-16-2015
Matthew Alan FreyMoney Concepts Capital CorpQA3 Financial Corp.$50002-10-2011
Ryan Charles McDanielMoney Concepts Capital CorpUSA Financial Securities Corporation04-10-2017
Ryan Charles McdanielMoney Concepts Capital CorpJ.P. Morgan Securities LLC01-15-2013
Stephen R. GibsonMoney Concepts Capital CorpJ.J.B. Hilliard, W.L. Lyons, LLC$25003-24-2017
Thomas Herbert HarrisMoney Concepts Capital CorpFifth Third Securities, Inc.10-03-2016
Thomas Walter KelleyMoney Concepts Capital CorpReliant Wealth Planning, LLC$10001-16-2019

Showing 1 to 12 of 12 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.